# Regiment Capital Advisors, LLC

> Regiment Capital Advisors, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.

- CRD: 339622
- Filed as: REGIMENT CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: August 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339622
- AdvisorCensus page: https://advisorcensus.com/firm/regiment-capital-advisors-llc-chicago-il-339622

## Quick answers

**How is Regiment Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Regiment Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Regiment Capital Advisors, LLC located?**
Regiment Capital Advisors, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Regiment Capital Advisors, LLC registered with the SEC or a state?**
Regiment Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 339622.

**How much does Regiment Capital Advisors, LLC manage?**
Regiment Capital Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 25, 2026.

**Does Regiment Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339622

**What changed in Regiment Capital Advisors, LLC's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

### August 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regiment Capital Advisors, LLC (CRD 339622): Form ADV filing data as of October 2026.