# Regfi USA, LLC

> Regfi USA, LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 342345
- Filed as: REGFI USA, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342345
- AdvisorCensus page: https://advisorcensus.com/firm/regfi-usa-llc-miami-fl-342345

## Quick answers

**How is Regfi USA, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Regfi USA, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); commissions; performance-based fees.

**How much does Regfi USA, LLC charge?**
Its Form ADV Part 2A brochure dated July 8, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.9% a year; $2,000,000 to $3,000,000: 0.8% a year; $3,000,000 to $4,000,000: 0.7% a year; $4,000,000 to $5,000,000: 0.6% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Regfi USA, LLC located?**
Regfi USA, LLC's principal office is in Miami, FL, according to its Form ADV.

**Is Regfi USA, LLC registered with the SEC or a state?**
Regfi USA, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342345.

**How much does Regfi USA, LLC manage?**
Regfi USA, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 13, 2026.

**What types of clients does Regfi USA, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2).

**Does Regfi USA, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342345

**What changed in Regfi USA, LLC's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Commissions
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 8, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $2,000,000: 0.9% a year
- $2,000,000 to $3,000,000: 0.8% a year
- $3,000,000 to $4,000,000: 0.7% a year
- $4,000,000 to $5,000,000: 0.6% a year
- Above $5,000,000: 0.5% a year

> We charge a tiered annual advisory fee on your account’s net liquidation value — its total value, meaning cash plus the value of your positions, minus anything owed on margin — billed quarterly in arrears on the average daily value during the quarter.

> V < $1,000,000 1.00% $1,000,000 ≤ V < $2,000,000 0.90% $2,000,000 ≤ V < $3,000,000 0.80% $3,000,000 ≤ V < $4,000,000 0.70% $4,000,000 ≤ V < $5,000,000 0.60% V ≥ $5,000,000 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- regfiusa.com
- youtube/@regfiusa

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regfi USA, LLC (CRD 342345): Form ADV filing data as of October 2026.