# Regent Peak Wealth Advisors, LLC

> Regent Peak Wealth Advisors, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 11, 2026.

- CRD: 298259
- Filed as: REGENT PEAK WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: June 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298259
- AdvisorCensus page: https://advisorcensus.com/firm/regent-peak-wealth-advisors-llc-atlanta-ga-298259

## Quick answers

**How is Regent Peak Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Regent Peak Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Regent Peak Wealth Advisors, LLC located?**
Regent Peak Wealth Advisors, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Regent Peak Wealth Advisors, LLC registered with the SEC or a state?**
Regent Peak Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 298259.

**How much does Regent Peak Wealth Advisors, LLC manage?**
Regent Peak Wealth Advisors, LLC reports $785,861,395 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (100% discretionary).

**How have Regent Peak Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Regent Peak Wealth Advisors, LLC: Regulatory assets under management: $424,145,789 in the October 2021 data and $785,861,395 in the October 2026 data, up 85%. Total employees: 6 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Regent Peak Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (141); individuals (other than high net worth individuals) (65); other (11).

**Which custodians does Regent Peak Wealth Advisors, LLC use?**
Regent Peak Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Regent Peak Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298259

**What changed in Regent Peak Wealth Advisors, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $785,861,395
- Discretionary: $785,861,395
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $30,295,830 |
| High net worth individuals | 141 | $688,092,897 |
| Corporations or other businesses not listed above | 6 | $54,162,550 |
| Other | 11 | $13,310,118 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, LA, NC, NJ, NY, OH, SC, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- regentpeakwealth.com
- Facebook @Regent-Peak-450149915757907
- Instagram @regent_peak
- LinkedIn @regent-peak-wealth-advisors
- YouTube @UCnY-IwJoi8Rr2BjEtCvKU7w

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $424,145,789 | 6 | September 1, 2021 |
| October 2022 | $574,921,807 | 8 | March 11, 2022 |
| October 2023 | $531,979,144 | 10 | August 3, 2023 |
| October 2024 | $611,492,317 | 10 | June 7, 2024 |
| October 2025 | $706,202,478 | 10 | March 11, 2025 |
| October 2026 | $785,861,395 | 10 | June 11, 2026 |

Regulatory assets under management: $424,145,789 in the October 2021 data and $785,861,395 in the October 2026 data, up 85%.
Total employees: 6 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in NJ.

### April 2026
- Regulatory assets under management went from $706,202,478 to $785,861,395 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regent Peak Wealth Advisors, LLC (CRD 298259): Form ADV filing data as of October 2026.