{
  "crd_number": 298259,
  "slug": "regent-peak-wealth-advisors-llc-atlanta-ga-298259",
  "primary_business_name": "REGENT PEAK WEALTH ADVISORS, LLC",
  "legal_name": "REGENT PEAK WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Atlanta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-05-02",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-06-11",
  "carried_forward": false,
  "raum_total": 785861395.0,
  "raum_discretionary": 785861395.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 10,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 13310118.0,
      "count": 11,
      "description": "IRREVOCABLE TRUSTS"
    },
    "individuals": {
      "raum": 30295830.0,
      "count": 65
    },
    "high_net_worth_individuals": {
      "raum": 688092897.0,
      "count": 141
    },
    "corporations_other_businesses": {
      "raum": 54162550.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "LA",
    "NC",
    "NJ",
    "NY",
    "OH",
    "SC",
    "TX",
    "VA",
    "WA"
  ],
  "websites": [
    "https://facebook.com/Regent-Peak-450149915757907",
    "https://instagram.com/regent_peak",
    "https://linkedin.com/company/regent-peak-wealth-advisors",
    "https://regentpeakwealth.com",
    "https://youtube.com/channel/UCnY-IwJoi8Rr2BjEtCvKU7w/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298259",
  "city_as_filed": "ATLANTA",
  "url": "https://advisorcensus.com/firm/regent-peak-wealth-advisors-llc-atlanta-ga-298259",
  "display_name": "Regent Peak Wealth Advisors, LLC",
  "summary": "Regent Peak Wealth Advisors, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 11, 2026.",
  "citation": "AdvisorCensus. Regent Peak Wealth Advisors, LLC (CRD 298259): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Regent Peak Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Regent Peak Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Regent Peak Wealth Advisors, LLC located?",
      "a": "Regent Peak Wealth Advisors, LLC's principal office is in Atlanta, GA, according to its Form ADV."
    },
    {
      "q": "Is Regent Peak Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Regent Peak Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 298259."
    },
    {
      "q": "How much does Regent Peak Wealth Advisors, LLC manage?",
      "a": "Regent Peak Wealth Advisors, LLC reports $785,861,395 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (100% discretionary)."
    },
    {
      "q": "How have Regent Peak Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Regent Peak Wealth Advisors, LLC: Regulatory assets under management: $424,145,789 in the October 2021 data and $785,861,395 in the October 2026 data, up 85%. Total employees: 6 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Regent Peak Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (141); individuals (other than high net worth individuals) (65); other (11)."
    },
    {
      "q": "Which custodians does Regent Peak Wealth Advisors, LLC use?",
      "a": "Regent Peak Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Regent Peak Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298259"
    },
    {
      "q": "What changed in Regent Peak Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Registered or notice-filed in NJ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 424145789.0,
      "total_employees": 6,
      "filing_date": "2021-09-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 574921807.0,
      "total_employees": 8,
      "filing_date": "2022-03-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 531979144.0,
      "total_employees": 10,
      "filing_date": "2023-08-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 611492317.0,
      "total_employees": 10,
      "filing_date": "2024-06-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 706202478.0,
      "total_employees": 10,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 785861395.0,
      "total_employees": 10,
      "filing_date": "2026-06-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in NJ."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $706,202,478 to $785,861,395 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/regent-peak-wealth-advisors-llc-atlanta-ga-298259.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 65,
      "fewer_than_5": false,
      "raum": 30295830.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 141,
      "fewer_than_5": false,
      "raum": 688092897.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 54162550.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 11,
      "fewer_than_5": false,
      "raum": 13310118.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298259",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}