# Regency Wealth Management

> Regency Wealth Management is an SEC-registered investment advisory firm in Ramsey, NJ, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 131208
- Filed as: REGENCY WEALTH MANAGEMENT
- Legal name: Hudson Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ramsey, NJ
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131208
- AdvisorCensus page: https://advisorcensus.com/firm/regency-wealth-management-ramsey-nj-131208

## Quick answers

**How is Regency Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Regency Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Regency Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $2,500,000: 1.1% a year; $2,500,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Regency Wealth Management located?**
Regency Wealth Management's principal office is in Ramsey, NJ, according to its Form ADV.

**Is Regency Wealth Management registered with the SEC or a state?**
Regency Wealth Management is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 131208.

**How much does Regency Wealth Management manage?**
Regency Wealth Management reports $642,604,900 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (96% discretionary).

**How have Regency Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Regency Wealth Management: Regulatory assets under management: $378,494,874 in the October 2021 data and $642,604,900 in the October 2026 data, up 70%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Regency Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (184); individuals (other than high net worth individuals) (103); charitable organizations (18).

**Which custodians does Regency Wealth Management use?**
Regency Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Regency Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131208

**What changed in Regency Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $538,263,465 to $642,604,900 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Up to $2,500,000: 1.1% a year
- $2,500,000 to $5,000,000: 0.75% a year
- Above $5,000,000: 0.35% a year

> The annual fee for Wealth Management, Investment Advisory Services and Retirement Plan Consulting will be charged as a percentage of assets under management, according to the following schedule:

> Up to $2.5 million 1.10% on the next $2.5 million up to $5 million 0.75% on balances over $5 million 0.35%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $642,604,900
- Discretionary: $614,802,172
- Non-discretionary: $27,802,728

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $51,236,640 |
| High net worth individuals | 184 | $535,242,230 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $8,976,406 |
| Charitable organizations | 18 | $42,579,693 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 3 | $4,569,931 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, MI, NC, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- regencywealth.com
- Facebook @REGENCYWEALTHMANAGEMENTNJ
- LinkedIn @REGENCY-WEALTH-MANAGEMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $378,494,874 | 7 | March 11, 2021 |
| October 2022 | $416,257,522 | 8 | March 16, 2022 |
| October 2023 | $448,324,293 | 9 | March 14, 2023 |
| October 2024 | $484,587,182 | 10 | April 19, 2024 |
| October 2025 | $538,263,465 | 10 | March 26, 2025 |
| October 2026 | $642,604,900 | 8 | March 17, 2026 |

Regulatory assets under management: $378,494,874 in the October 2021 data and $642,604,900 in the October 2026 data, up 70%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $538,263,465 to $642,604,900 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regency Wealth Management (CRD 131208): Form ADV filing data as of October 2026.