# Regency Financial, LLC

> Regency Financial, LLC is a state-registered investment advisory firm in Dayton, OH, registered since 2003, with no regulatory assets under management reported in its Form ADV filing dated April 21, 2026.

- CRD: 128008
- Filed as: REGENCY FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dayton, OH
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128008
- AdvisorCensus page: https://advisorcensus.com/firm/regency-financial-llc-dayton-oh-128008

## Quick answers

**How is Regency Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Regency Financial, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Regency Financial, LLC located?**
Regency Financial, LLC's principal office is in Dayton, OH, according to its Form ADV.

**Is Regency Financial, LLC registered with the SEC or a state?**
Regency Financial, LLC is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128008.

**Does Regency Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128008

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- millerfinancialadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regency Financial, LLC (CRD 128008): Form ADV filing data as of October 2026.