# Regatta Capital Group, LLC

> Regatta Capital Group, LLC is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 145363
- Filed as: REGATTA CAPITAL GROUP, LLC
- Also doing business as: REGATTA VENTURES MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: El Segundo, CA
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145363
- AdvisorCensus page: https://advisorcensus.com/firm/regatta-capital-group-llc-el-segundo-ca-145363

## Quick answers

**How is Regatta Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Regatta Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**How much does Regatta Capital Group, LLC charge?**
Its Form ADV Part 2A brochure dated July 31, 2026 states: Hourly rate: $50 to $300 an hour (standalone financial planning or consulting services); Flat fee: $1,000 to $15,000 (standalone financial planning or consulting services); Flat fee: up to $10,000 (estate planning document generation services); Flat fee: up to $40,000 (transformational coaching services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Regatta Capital Group, LLC located?**
Regatta Capital Group, LLC's principal office is in El Segundo, CA, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Regatta Capital Group, LLC registered with the SEC or a state?**
Regatta Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 145363.

**How much does Regatta Capital Group, LLC manage?**
Regatta Capital Group, LLC reports $1,551,654,295 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (92% discretionary).

**How have Regatta Capital Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Regatta Capital Group, LLC: Regulatory assets under management: $682,661,004 in the October 2021 data and $1,551,654,295 in the October 2026 data, up 127%. Total employees: 12 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Regatta Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (617); high net worth individuals (471); pension and profit sharing plans (but not the plan participants or government pension plans) (48).

**Which custodians does Regatta Capital Group, LLC use?**
Regatta Capital Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Regatta Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145363

**Does Regatta Capital Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 31, 2026 says: "Regatta generally requires a minimum relationship size of up to $100,000 to effectively implement its investment management process."

**What changed in Regatta Capital Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,368,559,741 to $1,551,654,295 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 31, 2026)

- Account minimum: $100,000

> Regatta generally requires a minimum relationship size of up to $100,000 to effectively implement its investment management process.

- Hourly rate: $50 to $300 an hour (standalone financial planning or consulting services)

> Regatta offers standalone financial planning or consulting services on an hourly basis or for a fixed fee. Hourly fees range from $50 to $300.

- Flat fee: $1,000 to $15,000 (standalone financial planning or consulting services)

> Regatta offers standalone financial planning or consulting services on an hourly basis or for a fixed fee. Hourly fees range from $50 to $300. Fixed fees range from $1,000 to $15,000.

- Flat fee: up to $10,000 (estate planning document generation services)

> Estate Planning Document Generation – Regatta offers estate planning document generation services as an additional service under financial planning for a one-time flat fee up to $10,000.

- Flat fee: up to $40,000 (transformational coaching services)

> Regatta offers transformational coaching services at a fixed rate ranging up to $40,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,551,654,295
- Discretionary: $1,425,784,872
- Non-discretionary: $125,869,423

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 617 | $192,029,553 |
| High net worth individuals | 471 | $1,138,588,452 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $15,224,298 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 48 | $153,020,042 |
| Charitable organizations | 10 | $26,697,437 |
| Corporations or other businesses not listed above | 15 | $26,094,513 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2007 (18 years)
- Employees: 18 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, HI, LA, MA, MD, NH, NJ, NV, NY, OH, OR, PA, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Los Angeles, CA
- Studio City, CA

### Websites listed on Form ADV (Item 1.I)
- regattainvest.com
- Facebook @regattacapitalgroup
- Instagram @regattacapitalgroup
- LinkedIn @regatta-capital-group
- X @regattacapital
- YouTube @regattacapitalgroup6379

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $682,661,004 | 12 | August 13, 2021 |
| October 2022 | $906,869,912 | 15 | September 16, 2022 |
| October 2023 | $1,017,962,240 | 17 | July 27, 2023 |
| October 2024 | $1,162,612,228 | 16 | July 1, 2024 |
| October 2025 | $1,368,559,741 | 16 | May 12, 2025 |
| October 2026 | $1,551,654,295 | 18 | July 31, 2026 |

Regulatory assets under management: $682,661,004 in the October 2021 data and $1,551,654,295 in the October 2026 data, up 127%.
Total employees: 12 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,368,559,741 to $1,551,654,295 (+13%).

### December 2025
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regatta Capital Group, LLC (CRD 145363): Form ADV filing data as of October 2026.