{
  "crd_number": 145363,
  "slug": "regatta-capital-group-llc-el-segundo-ca-145363",
  "primary_business_name": "REGATTA CAPITAL GROUP, LLC",
  "legal_name": "REGATTA CAPITAL GROUP, LLC",
  "dbas": [
    "REGATTA VENTURES MANAGEMENT"
  ],
  "city": "El Segundo",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-11-13",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-07-31",
  "carried_forward": false,
  "raum_total": 1551654295.0,
  "raum_discretionary": 1425784872.0,
  "raum_non_discretionary": 125869423.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 18,
  "advisory_employees": 14,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 26697437.0,
      "count": 10
    },
    "individuals": {
      "raum": 192029553.0,
      "count": 617
    },
    "pension_profit_sharing": {
      "raum": 153020042.0,
      "count": 48
    },
    "high_net_worth_individuals": {
      "raum": 1138588452.0,
      "count": 471
    },
    "pooled_investment_vehicles": {
      "raum": 15224298.0,
      "count": 4
    },
    "corporations_other_businesses": {
      "raum": 26094513.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "HI",
    "LA",
    "MA",
    "MD",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://facebook.com/regattacapitalgroup",
    "https://instagram.com/regattacapitalgroup?hl=en",
    "https://linkedin.com/company/regatta-capital-group",
    "https://regattainvest.com",
    "https://twitter.com/regattacapital",
    "https://youtube.com/@regattacapitalgroup6379"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145363",
  "city_as_filed": "EL SEGUNDO",
  "url": "https://advisorcensus.com/firm/regatta-capital-group-llc-el-segundo-ca-145363",
  "display_name": "Regatta Capital Group, LLC",
  "summary": "Regatta Capital Group, LLC is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.",
  "citation": "AdvisorCensus. Regatta Capital Group, LLC (CRD 145363): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Regatta Capital Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Regatta Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does Regatta Capital Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 31, 2026 states: Hourly rate: $50 to $300 an hour (standalone financial planning or consulting services); Flat fee: $1,000 to $15,000 (standalone financial planning or consulting services); Flat fee: up to $10,000 (estate planning document generation services); Flat fee: up to $40,000 (transformational coaching services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Regatta Capital Group, LLC located?",
      "a": "Regatta Capital Group, LLC's principal office is in El Segundo, CA, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Regatta Capital Group, LLC registered with the SEC or a state?",
      "a": "Regatta Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 145363."
    },
    {
      "q": "How much does Regatta Capital Group, LLC manage?",
      "a": "Regatta Capital Group, LLC reports $1,551,654,295 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (92% discretionary)."
    },
    {
      "q": "How have Regatta Capital Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Regatta Capital Group, LLC: Regulatory assets under management: $682,661,004 in the October 2021 data and $1,551,654,295 in the October 2026 data, up 127%. Total employees: 12 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Regatta Capital Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (617); high net worth individuals (471); pension and profit sharing plans (but not the plan participants or government pension plans) (48)."
    },
    {
      "q": "Which custodians does Regatta Capital Group, LLC use?",
      "a": "Regatta Capital Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Regatta Capital Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145363"
    },
    {
      "q": "Does Regatta Capital Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 31, 2026 says: \"Regatta generally requires a minimum relationship size of up to $100,000 to effectively implement its investment management process.\""
    },
    {
      "q": "What changed in Regatta Capital Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $1,368,559,741 to $1,551,654,295 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 682661004.0,
      "total_employees": 12,
      "filing_date": "2021-08-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 906869912.0,
      "total_employees": 15,
      "filing_date": "2022-09-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1017962240.0,
      "total_employees": 17,
      "filing_date": "2023-07-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1162612228.0,
      "total_employees": 16,
      "filing_date": "2024-07-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1368559741.0,
      "total_employees": 16,
      "filing_date": "2025-05-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1551654295.0,
      "total_employees": 18,
      "filing_date": "2026-07-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,368,559,741 to $1,551,654,295 (+13%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in LA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $50 to $300 an hour (standalone financial planning or consulting services)",
      "Flat fee: $1,000 to $15,000 (standalone financial planning or consulting services)",
      "Flat fee: up to $10,000 (estate planning document generation services)",
      "Flat fee: up to $40,000 (transformational coaching services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "Regatta generally requires a minimum relationship size of up to $100,000 to effectively implement its investment management process."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $50 to $300 an hour (standalone financial planning or consulting services)"
        ],
        "quotes": [
          "Regatta offers standalone financial planning or consulting services on an hourly basis or for a fixed fee. Hourly fees range from $50 to $300."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $15,000 (standalone financial planning or consulting services)"
        ],
        "quotes": [
          "Regatta offers standalone financial planning or consulting services on an hourly basis or for a fixed fee. Hourly fees range from $50 to $300. Fixed fees range from $1,000 to $15,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (estate planning document generation services)"
        ],
        "quotes": [
          "Estate Planning Document Generation – Regatta offers estate planning document generation services as an additional service under financial planning for a one-time flat fee up to $10,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $40,000 (transformational coaching services)"
        ],
        "quotes": [
          "Regatta offers transformational coaching services at a fixed rate ranging up to $40,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 50.0,
          "max": 300.0,
          "period": "hour",
          "service": "standalone financial planning or consulting services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 15000.0,
          "period": "one_time",
          "service": "standalone financial planning or consulting services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "estate planning document generation services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 40000.0,
          "period": "one_time",
          "service": "transformational coaching services"
        }
      ]
    },
    "quotes": [
      "Regatta generally requires a minimum relationship size of up to $100,000 to effectively implement its investment management process.",
      "Regatta offers standalone financial planning or consulting services on an hourly basis or for a fixed fee. Hourly fees range from $50 to $300.",
      "Regatta offers standalone financial planning or consulting services on an hourly basis or for a fixed fee. Hourly fees range from $50 to $300. Fixed fees range from $1,000 to $15,000.",
      "Estate Planning Document Generation – Regatta offers estate planning document generation services as an additional service under financial planning for a one-time flat fee up to $10,000.",
      "Regatta offers transformational coaching services at a fixed rate ranging up to $40,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/regatta-capital-group-llc-el-segundo-ca-145363.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 617,
      "fewer_than_5": false,
      "raum": 192029553.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 471,
      "fewer_than_5": false,
      "raum": 1138588452.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 15224298.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 48,
      "fewer_than_5": false,
      "raum": 153020042.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 10,
      "fewer_than_5": false,
      "raum": 26697437.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 15,
      "fewer_than_5": false,
      "raum": 26094513.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145363",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}