# Regan Capital

> Regan Capital is an SEC-registered investment advisory firm in Dallas, TX, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 158294
- Filed as: REGAN CAPITAL
- Legal name: Regan Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158294
- AdvisorCensus page: https://advisorcensus.com/firm/regan-capital-dallas-tx-158294

## Quick answers

**How is Regan Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Regan Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Regan Capital located?**
Regan Capital's principal office is in Dallas, TX, according to its Form ADV.

**Is Regan Capital registered with the SEC or a state?**
Regan Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 158294.

**How much does Regan Capital manage?**
Regan Capital reports $3,589,059,858 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Regan Capital's assets and staff changed since 2021?**
In the Form ADV data for Regan Capital: Regulatory assets under management: $583,919,948 in the October 2021 data and $3,589,059,858 in the October 2026 data, up 515%. Total employees: 12 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Regan Capital serve?**
By number of clients on Form ADV Item 5.D: other (34); insurance companies (6); pooled investment vehicles (other than investment companies and business development companies) (5).

**Which custodians does Regan Capital use?**
Regan Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Computershare, Northern Trust and US Bank as custodians holding 10% or more of its separately managed account assets.

**Does Regan Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158294

**What changed in Regan Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $2,100,091,605 to $3,589,059,858 (+71%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Computershare
- Northern Trust
- US Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,589,059,858
- Discretionary: $3,589,059,858
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 4 | $4,066,365 |
| Investment companies | 4 | $2,383,459,842 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $398,550,260 |
| Insurance companies | 6 | $92,763,342 |
| Other | 34 | $710,220,049 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 22 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- regancapital.com
- Facebook @Regan-Capital
- LinkedIn @REGAN-CAPITAL-LLC
- X @ReganCapital
- YouTube @regancapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $583,919,948 | 12 | April 29, 2021 |
| October 2022 | $552,054,792 | 9 | March 30, 2022 |
| October 2023 | $793,596,296 | 13 | March 31, 2023 |
| October 2024 | $1,214,938,153 | 18 | August 16, 2024 |
| October 2025 | $2,100,091,605 | 19 | March 31, 2025 |
| October 2026 | $3,589,059,858 | 22 | March 27, 2026 |

Regulatory assets under management: $583,919,948 in the October 2021 data and $3,589,059,858 in the October 2026 data, up 515%.
Total employees: 12 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $2,100,091,605 to $3,589,059,858 (+71%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regan Capital (CRD 158294): Form ADV filing data as of October 2026.