{ "crd_number": 158294, "slug": "regan-capital-dallas-tx-158294", "primary_business_name": "REGAN CAPITAL", "legal_name": "REGAN CAPITAL, LLC", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-04-23", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 3589059858.0, "raum_discretionary": 3589059858.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 22, "advisory_employees": 5, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 710220049.0, "count": 34, "description": "ENDOWMENTS AND FAMILY OFFICES" }, "insurance_companies": { "raum": 92763342.0, "count": 6 }, "investment_companies": { "raum": 2383459842.0, "count": 4 }, "high_net_worth_individuals": { "raum": 4066365.0, "count": 4, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 398550260.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://facebook.com/people/Regan-Capital/100065045677680", "https://linkedin.com/COMPANY/REGAN-CAPITAL-LLC", "https://regancapital.com", "https://x.com/ReganCapital", "https://youtube.com/@regancapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158294", "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/regan-capital-dallas-tx-158294", "display_name": "Regan Capital", "summary": "Regan Capital is an SEC-registered investment advisory firm in Dallas, TX, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Regan Capital (CRD 158294): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Regan Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Regan Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Regan Capital located?", "a": "Regan Capital's principal office is in Dallas, TX, according to its Form ADV." }, { "q": "Is Regan Capital registered with the SEC or a state?", "a": "Regan Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 158294." }, { "q": "How much does Regan Capital manage?", "a": "Regan Capital reports $3,589,059,858 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Regan Capital's assets and staff changed since 2021?", "a": "In the Form ADV data for Regan Capital: Regulatory assets under management: $583,919,948 in the October 2021 data and $3,589,059,858 in the October 2026 data, up 515%. Total employees: 12 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Regan Capital serve?", "a": "By number of clients on Form ADV Item 5.D: other (34); insurance companies (6); pooled investment vehicles (other than investment companies and business development companies) (5)." }, { "q": "Which custodians does Regan Capital use?", "a": "Regan Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Computershare, Northern Trust and US Bank as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Regan Capital report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158294" }, { "q": "What changed in Regan Capital's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $2,100,091,605 to $3,589,059,858 (+71%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 583919948.0, "total_employees": 12, "filing_date": "2021-04-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 552054792.0, "total_employees": 9, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 793596296.0, "total_employees": 13, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1214938153.0, "total_employees": 18, "filing_date": "2024-08-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2100091605.0, "total_employees": 19, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3589059858.0, "total_employees": 22, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 3 to 5.", "Regulatory assets under management went from $2,100,091,605 to $3,589,059,858 (+71%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Computershare", "name_as_filed": "COMPUTERSHARE", "affiliated": false }, { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false }, { "name": "US Bank", "name_as_filed": "US BANK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/regan-capital-dallas-tx-158294.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 4, "fewer_than_5": true, "raum": 4066365.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 4, "fewer_than_5": false, "raum": 2383459842.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 398550260.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 6, "fewer_than_5": false, "raum": 92763342.0 }, { "type": "other", "label": "Other", "count": 34, "fewer_than_5": false, "raum": 710220049.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158294", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }