# Regal Healthcare Capital Management, LLC

> Regal Healthcare Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 294006
- Filed as: REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/294006
- AdvisorCensus page: https://advisorcensus.com/firm/regal-healthcare-capital-management-llc-new-york-ny-294006

## Quick answers

**How is Regal Healthcare Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Regal Healthcare Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does Regal Healthcare Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Regal Healthcare Capital Management, LLC located?**
Regal Healthcare Capital Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Regal Healthcare Capital Management, LLC registered with the SEC or a state?**
Regal Healthcare Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 294006.

**How much does Regal Healthcare Capital Management, LLC manage?**
Regal Healthcare Capital Management, LLC reports $1,511,698,537 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Regal Healthcare Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Regal Healthcare Capital Management, LLC: Regulatory assets under management: $258,000,000 in the October 2021 data and $1,511,698,537 in the October 2026 data, up 486%. Total employees: 11 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Regal Healthcare Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8).

**Does Regal Healthcare Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294006

**What changed in Regal Healthcare Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 20. Regulatory assets under management went from $812,185,528 to $1,511,698,537 (+86%). No longer lists an office in Port Washington, NY. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 2% of assets a year

> The Adviser is compensated with an asset -based fee calculated as 2% of committed capital of each Client for the first five years of the fund duration and 2% of invested capital of each Client thereafter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,511,698,537
- Discretionary: $1,511,698,537
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $1,511,698,537 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 22 total, 20 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [regalhcp.com](https://regalhcp.com)
- LinkedIn @regal-healthcare-capital-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $258,000,000 | 11 | March 29, 2021 |
| October 2022 | $846,339,530 | 13 | March 28, 2022 |
| October 2023 | $860,649,608 | 15 | March 30, 2023 |
| October 2024 | $703,645,217 | 19 | March 27, 2024 |
| October 2025 | $812,185,528 | 20 | March 21, 2025 |
| October 2026 | $1,511,698,537 | 22 | March 31, 2026 |

Regulatory assets under management: $258,000,000 in the October 2021 data and $1,511,698,537 in the October 2026 data, up 486%.
Total employees: 11 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 20.
- Regulatory assets under management went from $812,185,528 to $1,511,698,537 (+86%).
- No longer lists an office in Port Washington, NY.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regal Healthcare Capital Management, LLC (CRD 294006): Form ADV filing data as of October 2026.