# Regal Funds Management Asia Pte Limited

> Regal Funds Management Asia Pte Limited is an exempt reporting adviser in Singapore, Singapore, filing reports since 2018. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 299134
- Filed as: REGAL FUNDS MANAGEMENT ASIA PTE LIMITED
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Singapore, Singapore
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299134
- AdvisorCensus page: https://advisorcensus.com/firm/regal-funds-management-asia-pte-limited-singapore-299134

## Quick answers

**Where is Regal Funds Management Asia Pte Limited located?**
Regal Funds Management Asia Pte Limited's principal office is in Singapore, Singapore, according to its Form ADV.

**How does Regal Funds Management Asia Pte Limited report to regulators?**
Regal Funds Management Asia Pte Limited is an exempt reporting adviser, filing reports since 2018. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 299134.

**Does Regal Funds Management Asia Pte Limited report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years), 11.D(2) (another regulator's finding of a violation), 11.G (pending regulatory proceeding), 11.H(1)(b) (court finding of a violation), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299134

**What changed in Regal Funds Management Asia Pte Limited's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Firm details
- Reporting since: 2018 (7 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299134

### Websites listed on Form ADV (Item 1.I)
- [regalfm.com](https://regalfm.com)
- Facebook @Regal-Funds-Management-510703852343972
- LinkedIn @regal-funds-management
- X @regalfunds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | September 28, 2021 |
| October 2022 | Not reported | Not reported | September 14, 2022 |
| October 2023 | Not reported | Not reported | March 31, 2023 |
| October 2024 | Not reported | Not reported | February 29, 2024 |
| October 2025 | Not reported | Not reported | July 24, 2025 |
| October 2026 | Not reported | Not reported | September 16, 2026 |


## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Item 11 disclosure answers changed: 5 yes answers, previously 2 (now yes: 11.D(2), 11.H(1)(b), 11.H(2)).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Regal Funds Management Asia Pte Limited (CRD 299134): Form ADV filing data as of October 2026.