# Redwood Wealth Management, LLC

> Redwood Wealth Management, LLC is an SEC-registered investment advisory firm in Santa Monica, CA, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 9, 2026.

- CRD: 173916
- Filed as: REDWOOD WEALTH MANAGEMENT, LLC
- Legal name: Redwood Holdings, LLC
- Also doing business as: REDWOOD WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: April 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173916
- AdvisorCensus page: https://advisorcensus.com/firm/redwood-wealth-management-llc-santa-monica-ca-173916

## Quick answers

**How is Redwood Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Redwood Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Redwood Wealth Management, LLC located?**
Redwood Wealth Management, LLC's principal office is in Santa Monica, CA, according to its Form ADV.

**Is Redwood Wealth Management, LLC registered with the SEC or a state?**
Redwood Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 173916.

**How much does Redwood Wealth Management, LLC manage?**
Redwood Wealth Management, LLC reports $836,976,086 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (100% discretionary).

**How have Redwood Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Redwood Wealth Management, LLC: Regulatory assets under management: $246,000,000 in the October 2021 data and $836,976,086 in the October 2026 data, up 240%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Redwood Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (123); individuals (other than high net worth individuals) (120).

**Which custodians does Redwood Wealth Management, LLC use?**
Redwood Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Redwood Wealth Management, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173916

**What changed in Redwood Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $493,000,000 to $836,976,086 (+70%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $836,976,086
- Discretionary: $836,976,086
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 120 | $413,321,524 |
| High net worth individuals | 123 | $423,654,562 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, IL, LA, MI, NC, NJ, OH, SC, TN, TX, VA
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173916

### Websites listed on Form ADV (Item 1.I)
- [redwoodwealth.com](https://redwoodwealth.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $246,000,000 | 3 | March 18, 2021 |
| October 2022 | $276,635,178 | 3 | March 10, 2022 |
| October 2023 | $251,311,605 | 3 | September 26, 2023 |
| October 2024 | $381,000,000 | 4 | July 16, 2024 |
| October 2025 | $493,000,000 | 3 | March 25, 2025 |
| October 2026 | $836,976,086 | 3 | April 9, 2026 |

Regulatory assets under management: $246,000,000 in the October 2021 data and $836,976,086 in the October 2026 data, up 240%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $493,000,000 to $836,976,086 (+70%).

### January 2026
- Registered or notice-filed in IL, NJ, TN, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Redwood Wealth Management, LLC (CRD 173916): Form ADV filing data as of October 2026.