# Redwood Investments, LLC

> Redwood Investments, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 133028
- Filed as: REDWOOD INVESTMENTS, LLC
- Also doing business as: HYPERION INVESTMENTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133028
- AdvisorCensus page: https://advisorcensus.com/firm/redwood-investments-llc-boston-ma-133028

## Quick answers

**How is Redwood Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Redwood Investments, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Redwood Investments, LLC located?**
Redwood Investments, LLC's principal office is in Boston, MA, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Redwood Investments, LLC registered with the SEC or a state?**
Redwood Investments, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 133028.

**How much does Redwood Investments, LLC manage?**
Redwood Investments, LLC reports $710,148,725 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (100% discretionary).

**How have Redwood Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Redwood Investments, LLC: Regulatory assets under management: $2,238,905,357 in the October 2021 data and $710,148,725 in the October 2026 data, down 68%. Total employees: 17 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Redwood Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (63); state or municipal government entities (including government pension plans) (10); investment companies (4).

**Which custodians does Redwood Investments, LLC use?**
Redwood Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., State Street Bank and Trust Company, The Bank of New York Mellon and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Redwood Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133028

**What changed in Redwood Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $1,051,815,908 to $710,148,725 (-32%). Registered or notice-filed in AZ, IL, IN, WV. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- State Street Bank and Trust Company
- The Bank of New York Mellon
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $710,148,725
- Discretionary: $710,148,725
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $118,592 |
| High net worth individuals | 63 | $68,778,758 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $209,095,422 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $10,607,130 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,213,137 |
| Charitable organizations | 2 | $16,765,603 |
| State or municipal government entities (including government pension plans) | 10 | $401,066,791 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $2,503,292 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2004 (21 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, GA, IL, IN, MA, MD, NY, PA, TX, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- alger.com
- redwoodinv.com
- soundcloud.com/alger_investing
- Facebook facebook.com
- Instagram @algerinvest
- LinkedIn @redwood-investments-llc
- X @ALGERINVEST
- YouTube @ALGERINVEST

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,238,905,357 | 17 | September 2, 2021 |
| October 2022 | $2,198,985,463 | 16 | June 17, 2022 |
| October 2023 | $1,757,996,860 | 14 | May 3, 2023 |
| October 2024 | $1,694,451,841 | 12 | July 31, 2024 |
| October 2025 | $1,051,815,908 | 7 | March 31, 2025 |
| October 2026 | $710,148,725 | 6 | May 19, 2026 |

Regulatory assets under management: $2,238,905,357 in the October 2021 data and $710,148,725 in the October 2026 data, down 68%.
Total employees: 17 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $1,051,815,908 to $710,148,725 (-32%).
- Registered or notice-filed in AZ, IL, IN, WV.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Redwood Investments, LLC (CRD 133028): Form ADV filing data as of October 2026.