# Redwood Grove Wealth Management

> Redwood Grove Wealth Management is an SEC-registered investment advisory firm in San Rafael, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 150667
- Filed as: REDWOOD GROVE WEALTH MANAGEMENT
- Legal name: Redwood Grove Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Rafael, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150667
- AdvisorCensus page: https://advisorcensus.com/firm/redwood-grove-wealth-management-san-rafael-ca-150667

## Quick answers

**How is Redwood Grove Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Redwood Grove Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Redwood Grove Wealth Management located?**
Redwood Grove Wealth Management's principal office is in San Rafael, CA, according to its Form ADV.

**Is Redwood Grove Wealth Management registered with the SEC or a state?**
Redwood Grove Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 150667.

**How much does Redwood Grove Wealth Management manage?**
Redwood Grove Wealth Management reports $151,319,342 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Redwood Grove Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for Redwood Grove Wealth Management: Regulatory assets under management: $111,016,246 in the October 2022 data and $151,319,342 in the October 2026 data, up 36%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Redwood Grove Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (23).

**Which custodians does Redwood Grove Wealth Management use?**
Redwood Grove Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Redwood Grove Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150667

**Does Redwood Grove Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 16, 2026 says: "RGWM provides financial planning and investment advice to individuals and families. RGWM has no minimum account size required to work with clients."

**What changed in Redwood Grove Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $131,765,735 to $151,319,342 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Account minimum: None

> RGWM provides financial planning and investment advice to individuals and families. RGWM has no minimum account size required to work with clients.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,319,342
- Discretionary: $151,319,342
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $9,835,924 |
| High net worth individuals | 49 | $139,804,854 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,678,564 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- redwoodgrovewm.com
- LinkedIn @redwood-grove-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $111,016,246 | 3 | June 10, 2022 |
| October 2023 | $99,864,813 | 3 | March 17, 2023 |
| October 2024 | $122,593,726 | 3 | March 20, 2024 |
| October 2025 | $131,765,735 | 3 | February 26, 2025 |
| October 2026 | $151,319,342 | 3 | March 16, 2026 |

Regulatory assets under management: $111,016,246 in the October 2022 data and $151,319,342 in the October 2026 data, up 36%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $131,765,735 to $151,319,342 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Redwood Grove Wealth Management (CRD 150667): Form ADV filing data as of October 2026.