# Redwood Grove Capital, LLC

> Redwood Grove Capital, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 286228
- Filed as: REDWOOD GROVE CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286228
- AdvisorCensus page: https://advisorcensus.com/firm/redwood-grove-capital-llc-new-york-ny-286228

## Quick answers

**How is Redwood Grove Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Redwood Grove Capital, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Redwood Grove Capital, LLC located?**
Redwood Grove Capital, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Redwood Grove Capital, LLC registered with the SEC or a state?**
Redwood Grove Capital, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 286228.

**How much does Redwood Grove Capital, LLC manage?**
Redwood Grove Capital, LLC reports $364,000,000 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary).

**How have Redwood Grove Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Redwood Grove Capital, LLC: Regulatory assets under management: $206,400,000 in the October 2021 data and $364,000,000 in the October 2026 data, up 76%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Redwood Grove Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Redwood Grove Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286228

**Does Redwood Grove Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 14, 2026 says: "In general, the current minimum investment commitment required of an investor to participate in the Fund is $1,000,000, subject to the sole discretion of the General Partner to accept lesser amounts."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> In general, the current minimum investment commitment required of an investor to participate in the Fund is $1,000,000, subject to the sole discretion of the General Partner to accept lesser amounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $364,000,000
- Discretionary: $364,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $364,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [redgrovecap.com](https://redgrovecap.com)
- [redwoodgrovecap.com](https://redwoodgrovecap.com)
- [redwoodgrovecapital.com](https://redwoodgrovecapital.com)
- LinkedIn @REDWOOD-GROVE-CAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $206,400,000 | 4 | August 25, 2021 |
| October 2022 | $223,000,000 | 4 | July 21, 2022 |
| October 2023 | $219,000,000 | 4 | August 1, 2023 |
| October 2024 | $300,000,000 | 5 | August 5, 2024 |
| October 2025 | $340,000,000 | 6 | March 13, 2025 |
| October 2026 | $364,000,000 | 5 | April 14, 2026 |

Regulatory assets under management: $206,400,000 in the October 2021 data and $364,000,000 in the October 2026 data, up 76%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Redwood Grove Capital, LLC (CRD 286228): Form ADV filing data as of October 2026.