# Redwood Financial Advisors, Inc

> Redwood Financial Advisors, Inc is a state-registered investment advisory firm in San Rafael, CA, registered since 1997, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 1, 2025.

- CRD: 119798
- Filed as: REDWOOD FINANCIAL ADVISORS, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Rafael, CA
- Filing period: October 2026
- Form ADV filing dated: August 1, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119798
- AdvisorCensus page: https://advisorcensus.com/firm/redwood-financial-advisors-inc-san-rafael-ca-119798

## Quick answers

**How is Redwood Financial Advisors, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Redwood Financial Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Redwood Financial Advisors, Inc located?**
Redwood Financial Advisors, Inc's principal office is in San Rafael, CA, according to its Form ADV.

**Is Redwood Financial Advisors, Inc registered with the SEC or a state?**
Redwood Financial Advisors, Inc is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 119798.

**How much does Redwood Financial Advisors, Inc manage?**
Redwood Financial Advisors, Inc reports $15,000,000 in regulatory assets under management in its Form ADV filing dated August 1, 2025 (100% discretionary).

**What types of clients does Redwood Financial Advisors, Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (9).

**Does Redwood Financial Advisors, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119798

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $15,000,000
- Discretionary: $15,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 9 | $15,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- redwoodfinancialadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Redwood Financial Advisors, Inc (CRD 119798): Form ADV filing data as of October 2026.