{
  "crd_number": 146616,
  "slug": "redhawk-wealth-advisors-inc-minneapolis-mn-146616",
  "primary_business_name": "REDHAWK WEALTH ADVISORS, INC.",
  "legal_name": "REDHAWK WEALTH ADVISORS, INC.",
  "dbas": [
    "ACE TAX & FINANCIAL",
    "ALINK CAPITAL PRESERVATION AND RISK MANAGEMENT, LLC",
    "ALINK CAPTIVE INSURANCE SERVICES",
    "ALLIANCE FINANCIAL GROUP",
    "ANNUITY BENEFITS COUNSELORS, INC.",
    "ATLAS WEALTH MANAGEMENT",
    "CLEAR FINANCIAL STRATEGIES, LLC",
    "CRITERIUM FINANCIAL ADVISORS, LTD.",
    "DI FIDUCIA LLC",
    "EQUITY FINANCIAL GROUP",
    "FINANCIAL FITNESS GROUP, LLC",
    "FINANCIAL INDEPENDENCE TEAM, LLC",
    "FOCUSED FINANCIAL SOLUTIONS",
    "ILUMA FINANCIAL PARTNERS",
    "JAMES C NEATHERY & ASSOCIATES",
    "K & A WEALTH ADVISORS",
    "KEEP YOUR WEALTH LLC",
    "KINGDOM CALLING",
    "LANGE FINANCIAL ADVISORS, INC.",
    "NUVO WEALTH",
    "PATTEN FINANCIAL GROUP, LLC",
    "RETIREMENT VISIONS",
    "SCOTT GREENAMEYER WEALTH ADVISOR",
    "SIS SERVICES",
    "TAN FINANCIAL SOLUTIONS",
    "TCG PROSPERITY",
    "THE FINANCIAL LEGACY GROUP",
    "THE WITTMAN GROUP, INC.",
    "THOMPSON WEALTH MANAGEMENT",
    "WEALTH STRONG LIFE SOLUTIONS",
    "WEST END WEALTH MANAGEMENT"
  ],
  "city": "Minneapolis",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-03-06",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-09-23",
  "carried_forward": false,
  "raum_total": 1456218697.0,
  "raum_discretionary": 614682019.0,
  "raum_non_discretionary": 841536678.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 55,
  "advisory_employees": 47,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 50100.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 1023437496.0,
      "count": 3006
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 24378722.0,
      "count": 11
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 22830099.0,
      "count": 61
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 354797712.0,
      "count": 112
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 30724568.0,
      "count": 14
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://218accounting.com",
    "https://acetaxandfinancial.com",
    "https://afgconsultants.com",
    "https://alinkcis.com",
    "https://allset2retire.com",
    "https://atlaswealthmanagementgroup.com",
    "https://bankingwithlife.com",
    "https://clearfinancialstrategies.com",
    "https://criteriumfa.com",
    "https://difiduciallc.com",
    "https://equityfg.net",
    "https://facebook.com/Redhawkwa",
    "https://firstsourceteam.com",
    "https://fitwg.com",
    "https://focusedfinancialsolutions.com",
    "https://fsgmo.com",
    "https://ilumafinancial.com",
    "https://instagram.com/redhawkwa",
    "https://kawealthadvisors.com",
    "https://kingdomcalling.com",
    "https://langefinancialadvisors.com",
    "https://linkedin.com/company/redhawk-wealth-advisors",
    "https://nuvowm.com",
    "https://pattenfinancial.com",
    "https://pectrumcollegeplanning.com",
    "https://redhawkwa.com",
    "https://sisservices.net",
    "https://tan-financial.com",
    "https://thewittmangroup.com",
    "https://thompsonwm.com",
    "https://twitter.com/RedhawkWA",
    "https://wealthstrong.com",
    "https://westendwm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146616",
  "city_as_filed": "MINNEAPOLIS",
  "url": "https://advisorcensus.com/firm/redhawk-wealth-advisors-inc-minneapolis-mn-146616",
  "display_name": "Redhawk Wealth Advisors, Inc.",
  "summary": "Redhawk Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Minneapolis, MN, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 23, 2026.",
  "citation": "AdvisorCensus. Redhawk Wealth Advisors, Inc. (CRD 146616): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Redhawk Wealth Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Redhawk Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Redhawk Wealth Advisors, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated April 30, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states); Flat fee: $250 to $2,500 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Redhawk Wealth Advisors, Inc. located?",
      "a": "Redhawk Wealth Advisors, Inc.'s principal office is in Minneapolis, MN, according to its Form ADV; the October 2026 filing also lists 28 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Redhawk Wealth Advisors, Inc. registered with the SEC or a state?",
      "a": "Redhawk Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 146616."
    },
    {
      "q": "How much does Redhawk Wealth Advisors, Inc. manage?",
      "a": "Redhawk Wealth Advisors, Inc. reports $1,456,218,697 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (42% discretionary)."
    },
    {
      "q": "How have Redhawk Wealth Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Redhawk Wealth Advisors, Inc.: Regulatory assets under management: $1,419,018,385 in the October 2021 data and $1,456,218,697 in the October 2026 data, up 3%. Total employees: 41 in October 2021 and 55 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Redhawk Wealth Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,006); high net worth individuals (112); pension and profit sharing plans (but not the plan participants or government pension plans) (61)."
    },
    {
      "q": "Which custodians does Redhawk Wealth Advisors, Inc. use?",
      "a": "Redhawk Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Redhawk Wealth Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146616"
    },
    {
      "q": "What changed in Redhawk Wealth Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the July 2026 filing data: No longer lists the business name Top Rank Advisors LLC. No longer lists an office in Raleigh, NC."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1419018385.0,
      "total_employees": 41,
      "filing_date": "2021-09-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1382271179.0,
      "total_employees": 42,
      "filing_date": "2022-09-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1209486411.0,
      "total_employees": 43,
      "filing_date": "2023-09-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1815167245.0,
      "total_employees": 55,
      "filing_date": "2024-05-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1837536390.0,
      "total_employees": 55,
      "filing_date": "2025-02-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1456218697.0,
      "total_employees": 55,
      "filing_date": "2026-09-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "No longer lists the business name Top Rank Advisors LLC.",
        "No longer lists an office in Raleigh, NC."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added an office in Oklahoma City, OK."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "No longer lists the business name Origin Financial Group LLC.",
        "No longer lists an office in Honolulu, HI."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Financial Fitness Group, LLC.",
        "Regulatory assets under management went from $1,837,536,390 to $1,456,218,697 (-21%).",
        "Changed its office addresses in Hermantown, MN.",
        "Changed its office addresses in Littleton, CO.",
        "Added an office in Franklin, TN.",
        "Added an office in Las Vegas, NV.",
        "Added an office in West Hartford, CT.",
        "Added an office in Wilkes-Barre, PA.",
        "No longer lists an office in Eagan, MN.",
        "No longer lists an office in Oklahoma City, OK.",
        "Registered or notice-filed in MT, RI."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in ID."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.75% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $250 to $2,500 (financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our Firm offers wealth management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.75%, except for Starter Accounts (less than $5,000 in assets) which will be assessed a flat annual fee of $50.00."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $250 to $2,500 (financial planning services)"
        ],
        "quotes": [
          "Our Firm typically provides financial planning services under a fixed fee arrangement. This arrangement charges a mutually agreed-upon fee for financial planning services. There is a range in the amount of the fixed fee charged by our Firm for financial planning services. The minimum fee is $250, and the maximum fixed fee is $2,500"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.75,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 250.0,
          "max": 2500.0,
          "period": "one_time",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "Our Firm offers wealth management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.75%, except for Starter Accounts (less than $5,000 in assets) which will be assessed a flat annual fee of $50.00.",
      "Our Firm typically provides financial planning services under a fixed fee arrangement. This arrangement charges a mutually agreed-upon fee for financial planning services. There is a range in the amount of the fixed fee charged by our Firm for financial planning services. The minimum fee is $250, and the maximum fixed fee is $2,500"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/redhawk-wealth-advisors-inc-minneapolis-mn-146616.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3006,
      "fewer_than_5": false,
      "raum": 1023437496.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 112,
      "fewer_than_5": false,
      "raum": 354797712.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 61,
      "fewer_than_5": false,
      "raum": 22830099.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 50100.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 11,
      "fewer_than_5": false,
      "raum": 24378722.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 14,
      "fewer_than_5": false,
      "raum": 30724568.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146616",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}