# Redfish Capital

> Redfish Capital is an SEC-registered investment advisory firm in Cypress, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.

- CRD: 323348
- Filed as: REDFISH CAPITAL
- Legal name: Redfish Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cypress, TX
- Filing period: October 2026
- Form ADV filing dated: August 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323348
- AdvisorCensus page: https://advisorcensus.com/firm/redfish-capital-cypress-tx-323348

## Quick answers

**How is Redfish Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Redfish Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Redfish Capital charge?**
Its Form ADV Part 2A brochure dated July 6, 2026 states: Flat fee: $250 to $5,000 (Financial Planning Services); Flat fee: $3,000 a month (Ongoing Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Redfish Capital located?**
Redfish Capital's principal office is in Cypress, TX, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Redfish Capital registered with the SEC or a state?**
Redfish Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 323348.

**How much does Redfish Capital manage?**
Redfish Capital reports $119,000,000 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary).

**What types of clients does Redfish Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (120); high net worth individuals (48); charitable organizations (2).

**Which custodians does Redfish Capital use?**
Redfish Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Funds, Exchange Right and Fidelity as custodians holding 10% or more of its separately managed account assets.

**Does Redfish Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323348

**Does Redfish Capital state an account minimum?**
Its Form ADV Part 2A brochure dated July 6, 2026 says: "Redfish does not require a minimum to open an account."

**What changed in Redfish Capital's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC. Added an office in Galveston, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 6, 2026)

- Account minimum: None

> Redfish does not require a minimum to open an account.

- Flat fee: $250 to $5,000 (Financial Planning Services)

> Financial Planning Services are offered based on a flat fee between $250 and $5,000.

- Flat fee: $3,000 a month (Ongoing Financial Planning Services)

> Ongoing Financial Planning Services are offered based on a flat fee of up to $ 3,000 per month.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- American Funds
- Exchange Right
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $119,000,000
- Discretionary: $119,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 120 | $17,800,000 |
| High net worth individuals | 48 | $76,700,000 |
| Charitable organizations | 2 | $24,500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Galveston, TX

### Websites listed on Form ADV (Item 1.I)
- redfish-cap.com

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.
- Added an office in Galveston, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Redfish Capital (CRD 323348): Form ADV filing data as of October 2026.