{
  "crd_number": 323348,
  "slug": "redfish-capital-cypress-tx-323348",
  "primary_business_name": "REDFISH CAPITAL",
  "legal_name": "REDFISH CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Cypress",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-08-06",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-08-25",
  "carried_forward": false,
  "raum_total": 119000000.0,
  "raum_discretionary": 119000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 24500000.0,
      "count": 2
    },
    "individuals": {
      "raum": 17800000.0,
      "count": 120
    },
    "high_net_worth_individuals": {
      "raum": 76700000.0,
      "count": 48
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "TX"
  ],
  "websites": [
    "https://redfish-cap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323348",
  "city_as_filed": "CYPRESS",
  "url": "https://advisorcensus.com/firm/redfish-capital-cypress-tx-323348",
  "display_name": "Redfish Capital",
  "summary": "Redfish Capital is an SEC-registered investment advisory firm in Cypress, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.",
  "citation": "AdvisorCensus. Redfish Capital (CRD 323348): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Redfish Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Redfish Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Redfish Capital charge?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 states: Flat fee: $250 to $5,000 (Financial Planning Services); Flat fee: $3,000 a month (Ongoing Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Redfish Capital located?",
      "a": "Redfish Capital's principal office is in Cypress, TX, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Redfish Capital registered with the SEC or a state?",
      "a": "Redfish Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 323348."
    },
    {
      "q": "How much does Redfish Capital manage?",
      "a": "Redfish Capital reports $119,000,000 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Redfish Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (120); high net worth individuals (48); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Redfish Capital use?",
      "a": "Redfish Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Funds, Exchange Right and Fidelity as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Redfish Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323348"
    },
    {
      "q": "Does Redfish Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 says: \"Redfish does not require a minimum to open an account.\""
    },
    {
      "q": "What changed in Redfish Capital's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Newly registered with the SEC. Added an office in Galveston, TX."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Newly registered with the SEC.",
        "Added an office in Galveston, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $250 to $5,000 (Financial Planning Services)",
      "Flat fee: $3,000 a month (Ongoing Financial Planning Services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Redfish does not require a minimum to open an account."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $250 to $5,000 (Financial Planning Services)"
        ],
        "quotes": [
          "Financial Planning Services are offered based on a flat fee between $250 and $5,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $3,000 a month (Ongoing Financial Planning Services)"
        ],
        "quotes": [
          "Ongoing Financial Planning Services are offered based on a flat fee of up to $ 3,000 per month."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 250.0,
          "max": 5000.0,
          "period": "one_time",
          "service": "Financial Planning Services"
        },
        {
          "kind": "flat",
          "amount": 3000.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Ongoing Financial Planning Services"
        }
      ]
    },
    "quotes": [
      "Redfish does not require a minimum to open an account.",
      "Financial Planning Services are offered based on a flat fee between $250 and $5,000.",
      "Ongoing Financial Planning Services are offered based on a flat fee of up to $ 3,000 per month."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "American Funds",
      "name_as_filed": "AMERICAN FUNDS",
      "affiliated": false
    },
    {
      "name": "Exchange Right",
      "name_as_filed": "EXCHANGE RIGHT",
      "affiliated": false
    },
    {
      "name": "Fidelity",
      "name_as_filed": "FIDELITY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/redfish-capital-cypress-tx-323348.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 120,
      "fewer_than_5": false,
      "raum": 17800000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 48,
      "fewer_than_5": false,
      "raum": 76700000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": false,
      "raum": 24500000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323348",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}