# Red Seven

> Red Seven is an SEC-registered investment advisory firm in Escondido, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 168542
- Filed as: RED SEVEN
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Escondido, CA
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168542
- AdvisorCensus page: https://advisorcensus.com/firm/red-seven-escondido-ca-168542

## Quick answers

**How is Red Seven compensated?**
On its Form ADV (Item 5.E, October 2026), Red Seven reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Red Seven located?**
Red Seven's principal office is in Escondido, CA, according to its Form ADV.

**Is Red Seven registered with the SEC or a state?**
Red Seven is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 168542.

**How much does Red Seven manage?**
Red Seven reports $104,395,000 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

**What types of clients does Red Seven serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (231); high net worth individuals (23); charitable organizations (4).

**Which custodians does Red Seven use?**
Red Seven's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs Custody Solutions as a custodian holding 10% or more of its separately managed account assets.

**Does Red Seven report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168542

**Does Red Seven state an account minimum?**
Its Form ADV Part 2A brochure dated June 23, 2026 says: "There is an account minimum of $250,000, which may be waived at the sole discretion of the investment advisor, based on the needs of the client and the complexity of the situation."

**What changed in Red Seven's recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 23, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $250,000, which may be waived at the sole discretion of the investment advisor, based on the needs of the client and the complexity of the situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs Custody Solutions

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $104,395,000
- Discretionary: $104,395,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 231 | $56,540,000 |
| High net worth individuals | 23 | $42,792,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $2,666,000 |
| Charitable organizations | 4 | $2,397,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CA, MT, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- red7wm.com

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Red Seven (CRD 168542): Form ADV filing data as of October 2026.