# Red Lighthouse Investment Management, LLC

> Red Lighthouse Investment Management, LLC is an SEC-registered investment advisory firm in Hillsdale, NY, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 145682
- Filed as: RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hillsdale, NY
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145682
- AdvisorCensus page: https://advisorcensus.com/firm/red-lighthouse-investment-management-llc-hillsdale-ny-145682

## Quick answers

**How is Red Lighthouse Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Red Lighthouse Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Red Lighthouse Investment Management, LLC located?**
Red Lighthouse Investment Management, LLC's principal office is in Hillsdale, NY, according to its Form ADV.

**Is Red Lighthouse Investment Management, LLC registered with the SEC or a state?**
Red Lighthouse Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 145682.

**How much does Red Lighthouse Investment Management, LLC manage?**
Red Lighthouse Investment Management, LLC reports $612,164,932 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**How have Red Lighthouse Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Red Lighthouse Investment Management, LLC: Regulatory assets under management: $322,668,949 in the October 2021 data and $612,164,932 in the October 2026 data, up 90%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Red Lighthouse Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (24); charitable organizations (5).

**Which custodians does Red Lighthouse Investment Management, LLC use?**
Red Lighthouse Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Red Lighthouse Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145682

**Does Red Lighthouse Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 23, 2026 says: "We generally set a minimum account requirement of $2,000,000 as a condition for managing a Client’s account. However, under certain limited circumstances we may waive this requirement."

**What changed in Red Lighthouse Investment Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $531,083,858 to $612,164,932 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 23, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> We generally set a minimum account requirement of $2,000,000 as a condition for managing a Client’s account. However, under certain limited circumstances we may waive this requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $612,164,932
- Discretionary: $612,164,932
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $4,584,604 |
| High net worth individuals | 81 | $556,093,183 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $26,802,879 |
| Charitable organizations | 5 | $24,684,266 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, ME, NY, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [redlighthouseinvestment.com](https://redlighthouseinvestment.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $322,668,949 | 2 | March 2, 2021 |
| October 2022 | $505,734,275 | 2 | March 14, 2022 |
| October 2023 | $458,797,921 | 2 | March 1, 2023 |
| October 2024 | $524,754,954 | 2 | February 2, 2024 |
| October 2025 | $531,083,858 | 2 | March 21, 2025 |
| October 2026 | $612,164,932 | 1 | February 23, 2026 |

Regulatory assets under management: $322,668,949 in the October 2021 data and $612,164,932 in the October 2026 data, up 90%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $531,083,858 to $612,164,932 (+15%).

### February 2026
- Registered or notice-filed in CT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Red Lighthouse Investment Management, LLC (CRD 145682): Form ADV filing data as of October 2026.