# Realta Investment Advisors, Inc

> Realta Investment Advisors, Inc is an SEC-registered investment advisory firm in Wilmington, DE, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 6, 2026.

- CRD: 134952
- Filed as: REALTA INVESTMENT ADVISORS, INC
- Also doing business as: REALTA WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wilmington, DE
- Filing period: October 2026
- Form ADV filing dated: August 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134952
- AdvisorCensus page: https://advisorcensus.com/firm/realta-investment-advisors-inc-wilmington-de-134952

## Quick answers

**How is Realta Investment Advisors, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Realta Investment Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Realta Investment Advisors, Inc located?**
Realta Investment Advisors, Inc's principal office is in Wilmington, DE, according to its Form ADV; the September 2026 filing also lists 23 other offices (Schedule D, Section 1.F).

**Is Realta Investment Advisors, Inc registered with the SEC or a state?**
Realta Investment Advisors, Inc is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 134952.

**How much does Realta Investment Advisors, Inc manage?**
Realta Investment Advisors, Inc reports $385,389,938 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (62% discretionary).

**How have Realta Investment Advisors, Inc's assets and staff changed since 2021?**
In the Form ADV data for Realta Investment Advisors, Inc: Regulatory assets under management: $656,583,319 in the October 2021 data and $385,389,938 in the October 2026 data, down 41%. Total employees: 63 in October 2021 and 61 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Realta Investment Advisors, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (835); high net worth individuals (378); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Which custodians does Realta Investment Advisors, Inc use?**
Realta Investment Advisors, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Realta Investment Advisors, Inc report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134952

**What changed in Realta Investment Advisors, Inc's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $385,389,938
- Discretionary: $237,507,569
- Non-discretionary: $147,882,369

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 835 | $175,892,231 |
| High net worth individuals | 378 | $202,478,791 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $6,410,002 |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | 7 | $608,914 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2007 (19 years)
- Employees: 61 total, 54 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134952

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Aurora, CO
- Bellevue, WA
- Bristol, VA
- Columbia, MD
- Dallas, TX
- Deer Park, IL
- Elkridge, MD
- Escondido, CA
- Franklin, TN
- Granada Hills, CA
- Haverford, PA
- Lake Wales, FL
- Lancaster, PA
- Linwood, NJ
- Murray, UT
- New York, NY
- Orinda, CA
- Philadelphia, PA
- Richardson, TX
- Sarasota, FL
- Stevensville, MD
- Tallahassee, FL
- Willoughby, OH

### Websites listed on Form ADV (Item 1.I)
- realtawealth.com
- LinkedIn @realta-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $656,583,319 | 63 | September 23, 2021 |
| October 2022 | $843,629,358 | 82 | March 11, 2022 |
| October 2023 | $780,734,272 | 77 | August 9, 2023 |
| October 2024 | $799,701,457 | 83 | August 29, 2024 |
| October 2025 | $343,465,487 | 64 | June 6, 2025 |
| October 2026 | $385,389,938 | 61 | August 6, 2026 |

Regulatory assets under management: $656,583,319 in the October 2021 data and $385,389,938 in the October 2026 data, down 41%.
Total employees: 63 in October 2021 and 61 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $343,465,487 to $385,389,938 (+12%).
- Changed its office addresses in Columbia, MD.
- Changed its office addresses in Dallas, TX.
- Changed its office addresses in Lake Wales, FL.
- Changed its office addresses in New York, NY.
- Added an office in Aurora, CO.
- Added an office in Franklin, TN.
- Added an office in Haverford, PA.
- Added an office in Richardson, TX.
- No longer lists an office in Centennial, CO.
- No longer lists an office in Philadelphia, PA.
- No longer lists an office in Scottsdale, AZ.
- No longer lists an office in Southlake, TX.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Realta Investment Advisors, Inc (CRD 134952): Form ADV filing data as of October 2026.