# RDM Capital Associates Inc

> RDM Capital Associates Inc is an SEC-registered investment advisory firm in Red Bank, NJ, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 106941
- Filed as: RDM CAPITAL ASSOCIATES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Red Bank, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106941
- AdvisorCensus page: https://advisorcensus.com/firm/rdm-capital-associates-inc-red-bank-nj-106941

## Quick answers

**How is RDM Capital Associates Inc compensated?**
On its Form ADV (Item 5.E, October 2026), RDM Capital Associates Inc reports these compensation arrangements: a percentage of assets under its management.

**How much does RDM Capital Associates Inc charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.45% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is RDM Capital Associates Inc located?**
RDM Capital Associates Inc's principal office is in Red Bank, NJ, according to its Form ADV.

**Is RDM Capital Associates Inc registered with the SEC or a state?**
RDM Capital Associates Inc is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 106941.

**How much does RDM Capital Associates Inc manage?**
RDM Capital Associates Inc reports $164,459,124 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have RDM Capital Associates Inc's assets and staff changed since 2024?**
In the Form ADV data for RDM Capital Associates Inc: Regulatory assets under management: $107,080,550 in the October 2024 data and $164,459,124 in the October 2026 data, up 54%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RDM Capital Associates Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (77); high net worth individuals (49); charitable organizations (1).

**Which custodians does RDM Capital Associates Inc use?**
RDM Capital Associates Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does RDM Capital Associates Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106941

**Does RDM Capital Associates Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "RDM does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory account."

**What changed in RDM Capital Associates Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $127,578,442 to $164,459,124 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.45% to 2% a year (a range, as the brochure states it)

> This asset based fee typically varies between 0.45% and 2% depending on the amount of assets under management and complexity of the Client account.

- Account minimum: None

> RDM does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $164,459,124
- Discretionary: $164,459,124
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 77 | $20,178,246 |
| High net worth individuals | 49 | $134,646,532 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $9,634,346 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rdmcapital.com
- LinkedIn @2647658

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $107,080,550 | 4 | May 7, 2024 |
| October 2025 | $127,578,442 | 4 | February 10, 2025 |
| October 2026 | $164,459,124 | 4 | March 30, 2026 |

Regulatory assets under management: $107,080,550 in the October 2024 data and $164,459,124 in the October 2026 data, up 54%.
Total employees: 4 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $127,578,442 to $164,459,124 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RDM Capital Associates Inc (CRD 106941): Form ADV filing data as of October 2026.