{
  "crd_number": 329749,
  "slug": "rdg-capital-management-llc-pittsford-ny-329749",
  "primary_business_name": "RDG CAPITAL MANAGEMENT LLC",
  "legal_name": "RDG CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Pittsford",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "40380",
  "metro": {
    "cbsa_code": "40380",
    "common_name": "Rochester",
    "msa_name": "Rochester, NY",
    "path": "/advisors/ny/rochester"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-02-20",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-17",
  "carried_forward": false,
  "raum_total": 131785345.0,
  "raum_discretionary": 76892431.0,
  "raum_non_discretionary": 54892914.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 12579959.0,
      "count": 25
    },
    "pension_profit_sharing": {
      "raum": 54892914.0,
      "count": 39
    },
    "high_net_worth_individuals": {
      "raum": 58874272.0,
      "count": 21
    },
    "corporations_other_businesses": {
      "raum": 5438200.0,
      "count": 6
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/rdgcm",
    "https://rdgcapitalmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329749",
  "city_as_filed": "PITTSFORD",
  "url": "https://advisorcensus.com/firm/rdg-capital-management-llc-pittsford-ny-329749",
  "display_name": "RDG Capital Management LLC",
  "summary": "RDG Capital Management LLC is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.",
  "citation": "AdvisorCensus. RDG Capital Management LLC (CRD 329749): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is RDG Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), RDG Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is RDG Capital Management LLC located?",
      "a": "RDG Capital Management LLC's principal office is in Pittsford, NY, according to its Form ADV."
    },
    {
      "q": "Is RDG Capital Management LLC registered with the SEC or a state?",
      "a": "RDG Capital Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329749."
    },
    {
      "q": "How much does RDG Capital Management LLC manage?",
      "a": "RDG Capital Management LLC reports $131,785,345 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (58% discretionary)."
    },
    {
      "q": "How have RDG Capital Management LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for RDG Capital Management LLC: Regulatory assets under management: $55,358,683 in the October 2024 data and $131,785,345 in the October 2026 data, up 138%. Total employees: 1 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does RDG Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (39); individuals (other than high net worth individuals) (25); high net worth individuals (21)."
    },
    {
      "q": "Which custodians does RDG Capital Management LLC use?",
      "a": "RDG Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ADP, Charles Schwab & Co., Inc. and Mid Atlantic Clearing & Settlement Corporation as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does RDG Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329749"
    },
    {
      "q": "What changed in RDG Capital Management LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Employees performing advisory functions went from 3 to 2. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 55358683.0,
      "total_employees": 1,
      "filing_date": "2024-06-17"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 104827223.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 131785345.0,
      "total_employees": 2,
      "filing_date": "2026-09-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 1 to 3.",
        "Regulatory assets under management went from $104,827,223 to $131,785,345 (+26%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "ADP",
      "name_as_filed": "ADP",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Mid Atlantic Clearing & Settlement Corporation",
      "name_as_filed": "MID ATLANTIC CLEARING & SETTLEMENT CORPORATION",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rdg-capital-management-llc-pittsford-ny-329749.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 25,
      "fewer_than_5": false,
      "raum": 12579959.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 21,
      "fewer_than_5": false,
      "raum": 58874272.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 39,
      "fewer_than_5": false,
      "raum": 54892914.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 5438200.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329749",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}