# RDA Financial Network

> RDA Financial Network is an SEC-registered investment advisory firm in Akron, IA, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 147309
- Filed as: RDA FINANCIAL NETWORK
- Legal name: RDA Financial Network, Inc.
- Also doing business as: ADVANCED FINANCIAL CONCEPTS, ASCENT ADVISORY SOLUTIONS, INTERACTIVE FINANCIAL SERVICES, LEGACY FINANCIAL LLC, MONETARY STRATEGIES, RDA FINANCIAL NETWORK, INC., RYAN FINANCIAL NETWORK, THE ROTH COMPANIES, INC., YANTIS AND ASSOCIATES FINANCIAL ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Akron, IA
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147309
- AdvisorCensus page: https://advisorcensus.com/firm/rda-financial-network-akron-ia-147309

## Quick answers

**How is RDA Financial Network compensated?**
On its Form ADV (Item 5.E, October 2026), RDA Financial Network reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is RDA Financial Network located?**
RDA Financial Network's principal office is in Akron, IA, according to its Form ADV; the August 2026 filing also lists 7 other offices (Schedule D, Section 1.F).

**Is RDA Financial Network registered with the SEC or a state?**
RDA Financial Network is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147309.

**How much does RDA Financial Network manage?**
RDA Financial Network reports $675,162,330 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary).

**How have RDA Financial Network's assets and staff changed since 2021?**
In the Form ADV data for RDA Financial Network: Regulatory assets under management: $449,699,175 in the October 2021 data and $675,162,330 in the October 2026 data, up 50%. Total employees: 18 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RDA Financial Network serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,488); high net worth individuals (26); corporations or other businesses not listed above (5).

**Which custodians does RDA Financial Network use?**
RDA Financial Network's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does RDA Financial Network report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147309

**What changed in RDA Financial Network's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 17. Regulatory assets under management went from $578,744,853 to $675,162,330 (+17%). Registered or notice-filed in ID.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $675,162,330
- Discretionary: $675,162,330
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,488 | $550,075,771 |
| High net worth individuals | 26 | $118,163,692 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $4,274,772 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $2,648,095 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (17 years)
- Employees: 17 total, 17 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VI, WA, WI, WV
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147309

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Cedar Falls, IA
- Covington, LA
- Des Moines, IA
- Mason City, IA
- O'Fallon, IL
- Overland Park, KS
- Sioux City, IA

### Websites listed on Form ADV (Item 1.I)
- rdafn.com
- Facebook @RDA-FINANCIAL-NETWORK-124849517597114
- LinkedIn @RDA-FINANCIAL-NETWORK-INC.
- X @RDAFINANCE

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $449,699,175 | 18 | April 30, 2021 |
| October 2022 | $492,884,436 | 18 | March 31, 2022 |
| October 2023 | $439,191,058 | 18 | March 31, 2023 |
| October 2024 | $493,702,618 | 18 | May 20, 2024 |
| October 2025 | $578,744,853 | 18 | March 31, 2025 |
| October 2026 | $675,162,330 | 17 | October 1, 2026 |

Regulatory assets under management: $449,699,175 in the October 2021 data and $675,162,330 in the October 2026 data, up 50%.
Total employees: 18 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 17.
- Regulatory assets under management went from $578,744,853 to $675,162,330 (+17%).
- Registered or notice-filed in ID.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RDA Financial Network (CRD 147309): Form ADV filing data as of October 2026.