# RC Wealth Management

> RC Wealth Management is a state-registered investment advisory firm in Oakland, CA, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated July 31, 2026.

- CRD: 281300
- Filed as: RC WEALTH MANAGEMENT
- Legal name: RC Wealth Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Oakland, CA
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281300
- AdvisorCensus page: https://advisorcensus.com/firm/rc-wealth-management-oakland-ca-281300

## Quick answers

**How is RC Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), RC Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Where is RC Wealth Management located?**
RC Wealth Management's principal office is in Oakland, CA, according to its Form ADV.

**Is RC Wealth Management registered with the SEC or a state?**
RC Wealth Management is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 281300.

**Does RC Wealth Management report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281300

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281300

### Websites listed on Form ADV (Item 1.I)
- cassandracummings.com
- stocksandstilettos.co

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RC Wealth Management (CRD 281300): Form ADV filing data as of October 2026.