# RC Financial, Inc.

> RC Financial, Inc. is a state-registered investment advisory firm, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated January 30, 2026.

- CRD: 138654
- Filed as: RC FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/138654
- AdvisorCensus page: https://advisorcensus.com/firm/rc-financial-inc-138654

## Quick answers

**How is RC Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), RC Financial, Inc. reports these compensation arrangements: hourly charges; commissions.

**Is RC Financial, Inc. registered with the SEC or a state?**
RC Financial, Inc. is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 138654.

**Does RC Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/138654

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Commissions

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rcfinancialplanning.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RC Financial, Inc. (CRD 138654): Form ADV filing data as of October 2026.