# RBF Capital Management, Inc.

> RBF Capital Management, Inc. is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 164524
- Filed as: RBF CAPITAL MANAGEMENT, INC.
- Also doing business as: RBF 401(K) PLAN ADVISORY SERVICES, RBF CAPITAL MANAGEMENT AND RETIREMENT SOLUTIONS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sarasota, FL
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164524
- AdvisorCensus page: https://advisorcensus.com/firm/rbf-capital-management-inc-sarasota-fl-164524

## Quick answers

**How is RBF Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), RBF Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does RBF Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated February 24, 2026 states: Asset-based fee: 0.2% to 1.5% a year (a range, as the brochure states it); Flat fee: $200 to $7,500 (creating client financial plans); Hourly rate: $200 to $950 an hour (these services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is RBF Capital Management, Inc. located?**
RBF Capital Management, Inc.'s principal office is in Sarasota, FL, according to its Form ADV.

**Is RBF Capital Management, Inc. registered with the SEC or a state?**
RBF Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 164524.

**How much does RBF Capital Management, Inc. manage?**
RBF Capital Management, Inc. reports $160,569,912 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (5% discretionary).

**How have RBF Capital Management, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for RBF Capital Management, Inc.: Regulatory assets under management: $107,071,947 in the October 2024 data and $160,569,912 in the October 2026 data, up 50%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RBF Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (6); high net worth individuals (5).

**Which custodians does RBF Capital Management, Inc. use?**
RBF Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Matrix Trust Co as custodians holding 10% or more of its separately managed account assets.

**Does RBF Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164524

**Does RBF Capital Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 24, 2026 says: "The minimum account value required to open an account is $250,000. This may be waived in the sole discretion of the advisor."

**What changed in RBF Capital Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $138,083,504 to $160,569,912 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 24, 2026)

- Asset-based fee: 0.2% to 1.5% a year (a range, as the brochure states it)

> Advisory fees for Qualified and Non-Qualified Retirement plans range from 0.20% to 1.50% annually, which is detailed in the Investment Advisory or Plan Services Agreement.

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The minimum account value required to open an account is $250,000. This may be waived in the sole discretion of the advisor.

- Flat fee: $200 to $7,500 (creating client financial plans)

> The negotiated fixed rate for creating client financial plans is between $200 and $7500.

- Hourly rate: $200 to $950 an hour (these services)

> The negotiated hourly fee for these services is between $200 and $950.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Matrix Trust Co

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,569,912
- Discretionary: $7,984,873
- Non-discretionary: $152,585,039

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $2,109,873 |
| High net worth individuals | 5 | $5,875,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $152,585,039 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rbfcapitalmanagement.com
- rbfretirementsolutions.com
- Facebook @RBF.Capital.Management.Inc
- Facebook facebook.com
- LinkedIn @rbf-capital-management-inc-
- LinkedIn @rafal-baranski-cpfa-18ba228
- X @rafalbaranski5

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $107,071,947 | 3 | August 31, 2024 |
| October 2025 | $138,083,504 | 3 | July 10, 2025 |
| October 2026 | $160,569,912 | 3 | February 24, 2026 |

Regulatory assets under management: $107,071,947 in the October 2024 data and $160,569,912 in the October 2026 data, up 50%.
Total employees: 3 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $138,083,504 to $160,569,912 (+16%).

### December 2025
- Added the business name RBF 401(K) Plan Advisory Services.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RBF Capital Management, Inc. (CRD 164524): Form ADV filing data as of October 2026.