# RBA Wealth Management, LLC

> RBA Wealth Management, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 291029
- Filed as: RBA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/291029
- AdvisorCensus page: https://advisorcensus.com/firm/rba-wealth-management-llc-newport-beach-ca-291029

## Quick answers

**How is RBA Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RBA Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is RBA Wealth Management, LLC located?**
RBA Wealth Management, LLC's principal office is in Newport Beach, CA, according to its Form ADV.

**Is RBA Wealth Management, LLC registered with the SEC or a state?**
RBA Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 291029.

**How much does RBA Wealth Management, LLC manage?**
RBA Wealth Management, LLC reports $452,114,214 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (93% discretionary).

**How have RBA Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for RBA Wealth Management, LLC: Regulatory assets under management: $255,836,686 in the October 2021 data and $452,114,214 in the October 2026 data, up 77%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RBA Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (296); high net worth individuals (125); charitable organizations (4).

**Which custodians does RBA Wealth Management, LLC use?**
RBA Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does RBA Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291029

**What changed in RBA Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $403,525,885 to $452,114,214 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $452,114,214
- Discretionary: $422,499,959
- Non-discretionary: $29,614,255

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 296 | $200,032,094 |
| High net worth individuals | 125 | $230,944,284 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $20,411,021 |
| Charitable organizations | 4 | $726,815 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2017 (8 years)
- Employees: 7 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rba-wealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $255,836,686 | 4 | March 25, 2021 |
| October 2022 | $332,815,825 | 5 | March 24, 2022 |
| October 2023 | $309,265,900 | 6 | March 9, 2023 |
| October 2024 | $356,087,862 | 6 | March 18, 2024 |
| October 2025 | $403,525,885 | 5 | March 19, 2025 |
| October 2026 | $452,114,214 | 7 | March 4, 2026 |

Regulatory assets under management: $255,836,686 in the October 2021 data and $452,114,214 in the October 2026 data, up 77%.
Total employees: 4 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $403,525,885 to $452,114,214 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RBA Wealth Management, LLC (CRD 291029): Form ADV filing data as of October 2026.