# Raymond James Investment Management

> Raymond James Investment Management is an SEC-registered investment advisory firm in St Petersburg, FL, registered since 2015, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 174904
- Filed as: RAYMOND JAMES INVESTMENT MANAGEMENT
- Legal name: Carillon Tower Advisers, Inc.
- Also doing business as: RAYMOND JAMES INVESTMENT MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St Petersburg, FL
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174904
- AdvisorCensus page: https://advisorcensus.com/firm/raymond-james-investment-management-st-petersburg-fl-174904

## Quick answers

**How is Raymond James Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Raymond James Investment Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Raymond James Investment Management located?**
Raymond James Investment Management's principal office is in St Petersburg, FL, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Raymond James Investment Management registered with the SEC or a state?**
Raymond James Investment Management is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 174904.

**How much does Raymond James Investment Management manage?**
Raymond James Investment Management reports $16,864,326,714 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).

**How have Raymond James Investment Management's assets and staff changed since 2021?**
In the Form ADV data for Raymond James Investment Management: Regulatory assets under management: $17,299,143,362 in the October 2021 data and $16,864,326,714 in the October 2026 data, down 3%. Total employees: 130 in October 2021 and 175 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Raymond James Investment Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); individuals (other than high net worth individuals) (1); high net worth individuals (1).

**Does Raymond James Investment Management report any disciplinary disclosures?**
Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174904

**What changed in Raymond James Investment Management's recent Form ADV filings?**
In the January 2026 filing data: Employees performing advisory functions went from 2 to 5. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $16,864,326,714
- Discretionary: $16,864,326,714
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $294,291 |
| High net worth individuals | 1 | $316,503 |
| Investment companies | 1 | $16,863,353,533 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $362,387 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 175 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174904

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- New York, NY
- Parker, CO

### Websites listed on Form ADV (Item 1.I)
- [carillontower.com](https://carillontower.com)
- [cougarglobal.com](https://cougarglobal.com)
- [eagleasset.com](https://eagleasset.com)
- [reamsasset.com](https://reamsasset.com)
- [scoutinv.com](https://scoutinv.com)
- LinkedIn @CARILLONTOWER
- X @CARILLON_TOWER

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $17,299,143,362 | 130 | September 9, 2021 |
| October 2022 | $20,770,162,158 | 171 | September 30, 2022 |
| October 2023 | $15,356,334,967 | 171 | December 6, 2022 |
| October 2024 | $15,583,226,400 | 173 | June 25, 2024 |
| October 2025 | $16,378,977,378 | 173 | December 11, 2024 |
| October 2026 | $16,864,326,714 | 175 | May 26, 2026 |

Regulatory assets under management: $17,299,143,362 in the October 2021 data and $16,864,326,714 in the October 2026 data, down 3%.
Total employees: 130 in October 2021 and 175 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Employees performing advisory functions went from 2 to 5.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Raymond James Investment Management (CRD 174904): Form ADV filing data as of October 2026.