# Raub Brock Capital Management, LP

> Raub Brock Capital Management, LP is an SEC-registered investment advisory firm in Larkspur, CA, registered since 2010, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 153994
- Filed as: RAUB BROCK CAPITAL MANAGEMENT, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Larkspur, CA
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153994
- AdvisorCensus page: https://advisorcensus.com/firm/raub-brock-capital-management-lp-larkspur-ca-153994

## Quick answers

**How is Raub Brock Capital Management, LP compensated?**
On its Form ADV (Item 5.E, October 2026), Raub Brock Capital Management, LP reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Raub Brock Capital Management, LP charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Hourly rate: $300 an hour (individual financial consultations). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Raub Brock Capital Management, LP located?**
Raub Brock Capital Management, LP's principal office is in Larkspur, CA, according to its Form ADV.

**Is Raub Brock Capital Management, LP registered with the SEC or a state?**
Raub Brock Capital Management, LP is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153994.

**How much does Raub Brock Capital Management, LP manage?**
Raub Brock Capital Management, LP reports $2,928,521,119 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (16% discretionary).

**How have Raub Brock Capital Management, LP's assets and staff changed since 2021?**
In the Form ADV data for Raub Brock Capital Management, LP: Regulatory assets under management: $2,627,693,456 in the October 2021 data and $2,928,521,119 in the October 2026 data, up 11%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Raub Brock Capital Management, LP serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (34); other investment advisers (24).

**Which custodians does Raub Brock Capital Management, LP use?**
Raub Brock Capital Management, LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Raub Brock Capital Management, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153994

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Hourly rate: $300 an hour (individual financial consultations)

> Raub Brock rarely charges hourly fees for its services but may choose to offer individual financial consultations at an hourly rate of $300 per hour depending upon the level and scope of service(s) required and the professional rendering the service(s).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,928,521,119
- Discretionary: $466,998,413
- Non-discretionary: $2,461,522,706

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 34 | $19,722,115 |
| High net worth individuals | 81 | $256,248,096 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $18,530,115 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 24 | $2,634,020,793 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- raubbrock.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,627,693,456 | 8 | July 21, 2021 |
| October 2022 | $3,411,892,771 | 8 | June 25, 2022 |
| October 2023 | $2,812,489,542 | 8 | March 14, 2023 |
| October 2024 | $3,059,458,638 | 9 | March 22, 2024 |
| October 2025 | $3,224,358,789 | 9 | March 5, 2025 |
| October 2026 | $2,928,521,119 | 9 | September 1, 2026 |

Regulatory assets under management: $2,627,693,456 in the October 2021 data and $2,928,521,119 in the October 2026 data, up 11%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Raub Brock Capital Management, LP (CRD 153994): Form ADV filing data as of October 2026.