# Randolph & Associates, LLC

> Randolph & Associates, LLC is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 3, 2025.

- CRD: 108817
- Filed as: RANDOLPH & ASSOCIATES, LLC
- Legal name: Randolph & Associates Ltd
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Nevada
- Filing period: October 2026
- Form ADV filing dated: December 3, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/108817
- AdvisorCensus page: https://advisorcensus.com/firm/randolph-and-associates-llc-108817

## Quick answers

**How is Randolph & Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Randolph & Associates, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Randolph & Associates, LLC registered with the SEC or a state?**
Randolph & Associates, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 108817.

**How much does Randolph & Associates, LLC manage?**
Randolph & Associates, LLC reports $11,200,000 in regulatory assets under management in its Form ADV filing dated December 3, 2025 (100% discretionary).

**What types of clients does Randolph & Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (5).

**Does Randolph & Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108817

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $11,200,000
- Discretionary: $11,200,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $3,200,000 |
| High net worth individuals | 5 | $8,000,000 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Randolph & Associates, LLC (CRD 108817): Form ADV filing data as of October 2026.