# Randall Financial LLC

> Randall Financial LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 325328
- Filed as: RANDALL FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Mexico
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/325328
- AdvisorCensus page: https://advisorcensus.com/firm/randall-financial-llc-325328

## Quick answers

**How is Randall Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Randall Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Randall Financial LLC registered with the SEC or a state?**
Randall Financial LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 325328.

**How much does Randall Financial LLC manage?**
Randall Financial LLC reports $13,603,424 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (100% discretionary).

**What types of clients does Randall Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (34); high net worth individuals (4).

**Does Randall Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/325328

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $13,603,424
- Discretionary: $13,603,424
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 34 | $11,614,759 |
| High net worth individuals | 4 | $1,988,665 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NM
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- randall-financial.com
- LinkedIn @charles-k-randall

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Randall Financial LLC (CRD 325328): Form ADV filing data as of October 2026.