# Rampart Asset Management LLC > Rampart Asset Management LLC is a state-registered investment advisory firm in Stamford, CT, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 20, 2026. - CRD: 168549 - Filed as: RAMPART ASSET MANAGEMENT LLC - Registration: State-registered investment adviser (status as filed: APPROVED) - Location: Stamford, CT - Filing period: October 2026 - Form ADV filing dated: April 20, 2026 - Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168549 - AdvisorCensus page: https://advisorcensus.com/firm/rampart-asset-management-llc-stamford-ct-168549 ## Quick answers **How is Rampart Asset Management LLC compensated?** On its Form ADV (Item 5.E, October 2026), Rampart Asset Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure. **Where is Rampart Asset Management LLC located?** Rampart Asset Management LLC's principal office is in Stamford, CT, according to its Form ADV; the December 2025 filing also lists 1 other office (Schedule D, Section 1.F). **Is Rampart Asset Management LLC registered with the SEC or a state?** Rampart Asset Management LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 168549. **How much does Rampart Asset Management LLC manage?** Rampart Asset Management LLC reports $0 in regulatory assets under management in its Form ADV filing dated April 20, 2026. **How have Rampart Asset Management LLC's assets and staff changed since 2025?** In the Form ADV data for Rampart Asset Management LLC: Regulatory assets under management: $411,229,731 in the October 2025 data and $0 in the October 2026 data, down 100%. Total employees: 4 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going. **Does Rampart Asset Management LLC report any disciplinary disclosures?** Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168549 ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Regulatory assets under management (Item 5.F) - Total: $0 - Discretionary: $0 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 0 | $0 | | High net worth individuals | 0 | $0 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2014 (12 years) - Employees: 3 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, CT - Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity? - 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168549 ### Other offices (Schedule D, Section 1.F), as of the December 2025 filing - Irvine, CA ### Websites listed on Form ADV (Item 1.I) - [rampartasset.com](https://rampartasset.com) - LinkedIn @rampart-asset-management-llc ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2025 | $411,229,731 | 4 | May 13, 2025 | | October 2026 | $0 | 3 | April 20, 2026 | Regulatory assets under management: $411,229,731 in the October 2025 data and $0 in the October 2026 data, down 100%. Total employees: 4 in October 2025 and 3 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rampart Asset Management LLC (CRD 168549): Form ADV filing data as of October 2026.