# Ramirez Asset Management, Inc.

> Ramirez Asset Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated December 18, 2025.

- CRD: 110637
- Filed as: RAMIREZ ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: December 18, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110637
- AdvisorCensus page: https://advisorcensus.com/firm/ramirez-asset-management-inc-new-york-ny-110637

## Quick answers

**How is Ramirez Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Ramirez Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ramirez Asset Management, Inc. located?**
Ramirez Asset Management, Inc.'s principal office is in New York, NY, according to its Form ADV; the January 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ramirez Asset Management, Inc. registered with the SEC or a state?**
Ramirez Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 110637.

**How much does Ramirez Asset Management, Inc. manage?**
Ramirez Asset Management, Inc. reports $12,269,846,700 in regulatory assets under management in its Form ADV filing dated December 18, 2025 (100% discretionary).

**How have Ramirez Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Ramirez Asset Management, Inc.: Regulatory assets under management: $3,219,290,189 in the October 2021 data and $12,269,846,700 in the October 2026 data, up 281%. Total employees: 21 in October 2021 and 48 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ramirez Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (442); charitable organizations (73); corporations or other businesses not listed above (48).

**Which custodians does Ramirez Asset Management, Inc. use?**
Ramirez Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, Northern Trust, State Street and US Bank as custodians holding 10% or more of its separately managed account assets.

**Does Ramirez Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110637

**What changed in Ramirez Asset Management, Inc.'s recent Form ADV filings?**
In the January 2026 filing data: Employees performing advisory functions went from 19 to 21. Registered or notice-filed in LA, MN, NE. No longer registered or notice-filed in SD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon
- Northern Trust
- State Street
- US Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $12,269,846,700
- Discretionary: $12,269,846,700
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 442 | $126,807,962 |
| High net worth individuals | 43 | $70,730,734 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $459,296,753 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $1,218,510,613 |
| Charitable organizations | 73 | $1,823,595,657 |
| State or municipal government entities (including government pension plans) | 17 | $4,664,986,370 |
| Other investment advisers | 2 | $293,294,571 |
| Insurance companies | 9 | $782,162,487 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 48 | $2,521,770,019 |
| Other | 6 | $308,691,534 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2008 (18 years)
- Employees: 48 total, 21 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, CT, DC, FL, GA, IL, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, PA, PR, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the January 2026 filing
- Chicago, IL

### Websites listed on Form ADV (Item 1.I)
- ramirezam.com
- LinkedIn @40664408

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,219,290,189 | 21 | December 23, 2020 |
| October 2022 | $4,744,194,741 | 23 | December 22, 2021 |
| October 2023 | $9,686,899,161 | 41 | August 25, 2023 |
| October 2024 | $9,132,439,761 | 41 | December 19, 2023 |
| October 2025 | $12,141,529,833 | 46 | May 27, 2025 |
| October 2026 | $12,269,846,700 | 48 | December 18, 2025 |

Regulatory assets under management: $3,219,290,189 in the October 2021 data and $12,269,846,700 in the October 2026 data, up 281%.
Total employees: 21 in October 2021 and 48 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Employees performing advisory functions went from 19 to 21.
- Registered or notice-filed in LA, MN, NE.
- No longer registered or notice-filed in SD.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ramirez Asset Management, Inc. (CRD 110637): Form ADV filing data as of October 2026.