# Raleigh Capital Management Inc.

> Raleigh Capital Management Inc. is an SEC-registered investment advisory firm in Cary, NC, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 16, 2026.

- CRD: 149538
- Filed as: RALEIGH CAPITAL MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cary, NC
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149538
- AdvisorCensus page: https://advisorcensus.com/firm/raleigh-capital-management-inc-cary-nc-149538

## Quick answers

**How is Raleigh Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Raleigh Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Raleigh Capital Management Inc. located?**
Raleigh Capital Management Inc.'s principal office is in Cary, NC, according to its Form ADV.

**Is Raleigh Capital Management Inc. registered with the SEC or a state?**
Raleigh Capital Management Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 149538.

**How much does Raleigh Capital Management Inc. manage?**
Raleigh Capital Management Inc. reports $397,774,895 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary).

**How have Raleigh Capital Management Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Raleigh Capital Management Inc.: Regulatory assets under management: $117,857,000 in the October 2021 data and $397,774,895 in the October 2026 data, up 238%. Total employees: 8 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Raleigh Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (320); high net worth individuals (123); pension and profit sharing plans (but not the plan participants or government pension plans) (27).

**Which custodians does Raleigh Capital Management Inc. use?**
Raleigh Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Raleigh Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149538

**Does Raleigh Capital Management Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 16, 2026 says: "Generally, an aggregate account minimum of $250,000 is required to engage RCM for investment advisory services. RCM may waive this account minimum or charge a lesser advisory fee based upon certain criteria"

**What changed in Raleigh Capital Management Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $320,626,592 to $397,774,895 (+24%). Registered or notice-filed in VT.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 16, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Generally, an aggregate account minimum of $250,000 is required to engage RCM for investment advisory services. RCM may waive this account minimum or charge a lesser advisory fee based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $397,774,895
- Discretionary: $397,774,895
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 320 | $145,860,490 |
| High net worth individuals | 123 | $244,048,803 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $7,818,372 |
| Corporations or other businesses not listed above | Fewer than 5 | $47,230 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 20 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, MO, NC, PA, SC, TX, VA, VT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- raleighwealthsolutions.com
- Facebook @raleighwealthsolutions
- LinkedIn @raleighwealthsolutions
- X @raleighwealth
- YouTube @raleighwealthsolutions
- YouTube @rwsgivesback
- YouTube @UCdy6U381pbcWnARju7kXg1A

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $117,857,000 | 8 | September 16, 2021 |
| October 2022 | $205,734,597 | 10 | September 7, 2022 |
| October 2023 | $247,225,472 | 11 | March 20, 2023 |
| October 2024 | $262,799,059 | 16 | March 1, 2024 |
| October 2025 | $320,626,592 | 20 | May 14, 2025 |
| October 2026 | $397,774,895 | 20 | June 16, 2026 |

Regulatory assets under management: $117,857,000 in the October 2021 data and $397,774,895 in the October 2026 data, up 238%.
Total employees: 8 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 11 to 12.
- Regulatory assets under management went from $320,626,592 to $397,774,895 (+24%).
- Registered or notice-filed in VT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Raleigh Capital Management Inc. (CRD 149538): Form ADV filing data as of October 2026.