{
  "crd_number": 149538,
  "slug": "raleigh-capital-management-inc-cary-nc-149538",
  "primary_business_name": "RALEIGH CAPITAL MANAGEMENT INC.",
  "legal_name": "RALEIGH CAPITAL MANAGEMENT INC.",
  "dbas": [],
  "city": "Cary",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "39580",
  "metro": {
    "cbsa_code": "39580",
    "common_name": "Raleigh",
    "msa_name": "Raleigh-Cary, NC",
    "path": "/advisors/nc/raleigh"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-16",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-06-16",
  "carried_forward": false,
  "raum_total": 397774895.0,
  "raum_discretionary": 397774895.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 20,
  "advisory_employees": 12,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 145860490.0,
      "count": 320
    },
    "pension_profit_sharing": {
      "raum": 7818372.0,
      "count": 27
    },
    "high_net_worth_individuals": {
      "raum": 244048803.0,
      "count": 123
    },
    "corporations_other_businesses": {
      "raum": 47230.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "MO",
    "NC",
    "PA",
    "SC",
    "TX",
    "VA",
    "VT",
    "WA"
  ],
  "websites": [
    "https://facebook.com/raleighwealthsolutions",
    "https://linkedin.com/company/raleighwealthsolutions",
    "https://raleighwealthsolutions.com",
    "https://twitter.com/raleighwealth",
    "https://youtube.com/@raleighwealthsolutions",
    "https://youtube.com/@rwsgivesback",
    "https://youtube.com/channel/UCdy6U381pbcWnARju7kXg1A"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149538",
  "city_as_filed": "CARY",
  "url": "https://advisorcensus.com/firm/raleigh-capital-management-inc-cary-nc-149538",
  "display_name": "Raleigh Capital Management Inc.",
  "summary": "Raleigh Capital Management Inc. is an SEC-registered investment advisory firm in Cary, NC, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 16, 2026.",
  "citation": "AdvisorCensus. Raleigh Capital Management Inc. (CRD 149538): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Raleigh Capital Management Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Raleigh Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Raleigh Capital Management Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated June 16, 2026 states: Flat fee: $995 (written financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Raleigh Capital Management Inc. located?",
      "a": "Raleigh Capital Management Inc.'s principal office is in Cary, NC, according to its Form ADV."
    },
    {
      "q": "Is Raleigh Capital Management Inc. registered with the SEC or a state?",
      "a": "Raleigh Capital Management Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 149538."
    },
    {
      "q": "How much does Raleigh Capital Management Inc. manage?",
      "a": "Raleigh Capital Management Inc. reports $397,774,895 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Raleigh Capital Management Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Raleigh Capital Management Inc.: Regulatory assets under management: $117,857,000 in the October 2021 data and $397,774,895 in the October 2026 data, up 238%. Total employees: 8 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Raleigh Capital Management Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (320); high net worth individuals (123); pension and profit sharing plans (but not the plan participants or government pension plans) (27)."
    },
    {
      "q": "Which custodians does Raleigh Capital Management Inc. use?",
      "a": "Raleigh Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Raleigh Capital Management Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149538"
    },
    {
      "q": "Does Raleigh Capital Management Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 16, 2026 says: \"Generally, an aggregate account minimum of $250,000 is required to engage RCM for investment advisory services. RCM may waive this account minimum or charge a lesser advisory fee based upon certain criteria\""
    },
    {
      "q": "What changed in Raleigh Capital Management Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $320,626,592 to $397,774,895 (+24%). Registered or notice-filed in VT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 117857000.0,
      "total_employees": 8,
      "filing_date": "2021-09-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 205734597.0,
      "total_employees": 10,
      "filing_date": "2022-09-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 247225472.0,
      "total_employees": 11,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 262799059.0,
      "total_employees": 16,
      "filing_date": "2024-03-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 320626592.0,
      "total_employees": 20,
      "filing_date": "2025-05-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 397774895.0,
      "total_employees": 20,
      "filing_date": "2026-06-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 11 to 12.",
        "Regulatory assets under management went from $320,626,592 to $397,774,895 (+24%).",
        "Registered or notice-filed in VT."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $995 (written financial plans)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, an aggregate account minimum of $250,000 is required to engage RCM for investment advisory services. RCM may waive this account minimum or charge a lesser advisory fee based upon certain criteria"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $995 (written financial plans)"
        ],
        "quotes": [
          "We charge fixed fees for written financial plans. We charge $995 for most financial plans but reserve the right to charge more for complex plans, if the client agrees in advance."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 995.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "written financial plans"
        }
      ]
    },
    "quotes": [
      "Generally, an aggregate account minimum of $250,000 is required to engage RCM for investment advisory services. RCM may waive this account minimum or charge a lesser advisory fee based upon certain criteria",
      "We charge fixed fees for written financial plans. We charge $995 for most financial plans but reserve the right to charge more for complex plans, if the client agrees in advance."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/raleigh-capital-management-inc-cary-nc-149538.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 320,
      "fewer_than_5": false,
      "raum": 145860490.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 123,
      "fewer_than_5": false,
      "raum": 244048803.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 27,
      "fewer_than_5": false,
      "raum": 7818372.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 47230.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149538",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}