{ "crd_number": 287589, "slug": "radcliff-management-llc-new-york-ny-287589", "primary_business_name": "RADCLIFF MANAGEMENT LLC", "legal_name": "RADCLIFF MANAGEMENT LLC", "dbas": [ "RADCLIFF SPV MANAGER LLC (RELYING ADVISER)" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-03-17", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 2913655755.0, "raum_discretionary": 2913655755.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2913655755.0, "count": 47 } }, "compensation_types": [ "other", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://radcliff.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287589", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/radcliff-management-llc-new-york-ny-287589", "display_name": "Radcliff Management LLC", "summary": "Radcliff Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Radcliff Management LLC (CRD 287589): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Radcliff Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Radcliff Management LLC reports these compensation arrangements: performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Radcliff Management LLC located?", "a": "Radcliff Management LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Radcliff Management LLC registered with the SEC or a state?", "a": "Radcliff Management LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287589." }, { "q": "How much does Radcliff Management LLC manage?", "a": "Radcliff Management LLC reports $2,913,655,755 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Radcliff Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Radcliff Management LLC: Regulatory assets under management: $1,057,029,543 in the October 2021 data and $2,913,655,755 in the October 2026 data, up 176%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Radcliff Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (47)." }, { "q": "Does Radcliff Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287589" }, { "q": "What changed in Radcliff Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $2,428,626,170 to $2,913,655,755 (+20%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1057029543.0, "total_employees": 7, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1468000000.0, "total_employees": 7, "filing_date": "2022-04-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1710000000.0, "total_employees": 9, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1695625953.0, "total_employees": 9, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2428626170.0, "total_employees": 9, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2913655755.0, "total_employees": 10, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 5.", "Regulatory assets under management went from $2,428,626,170 to $2,913,655,755 (+20%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/radcliff-management-llc-new-york-ny-287589.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 47, "fewer_than_5": false, "raum": 2913655755.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287589", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }