# R.W. Roge & Company, Inc

> R.W. Roge & Company, Inc is an SEC-registered investment advisory firm in Bohemia, NY, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 104645
- Filed as: R.W. ROGE & COMPANY, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bohemia, NY
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104645
- AdvisorCensus page: https://advisorcensus.com/firm/r-w-roge-and-company-inc-bohemia-ny-104645

## Quick answers

**How is R.W. Roge & Company, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), R.W. Roge & Company, Inc reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is R.W. Roge & Company, Inc located?**
R.W. Roge & Company, Inc's principal office is in Bohemia, NY, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is R.W. Roge & Company, Inc registered with the SEC or a state?**
R.W. Roge & Company, Inc is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 104645.

**How much does R.W. Roge & Company, Inc manage?**
R.W. Roge & Company, Inc reports $419,458,150 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (94% discretionary).

**How have R.W. Roge & Company, Inc's assets and staff changed since 2021?**
In the Form ADV data for R.W. Roge & Company, Inc: Regulatory assets under management: $299,158,865 in the October 2021 data and $419,458,150 in the October 2026 data, up 40%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does R.W. Roge & Company, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (201); high net worth individuals (121); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Which custodians does R.W. Roge & Company, Inc use?**
R.W. Roge & Company, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does R.W. Roge & Company, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104645

**What changed in R.W. Roge & Company, Inc's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $365,053,265 to $419,458,150 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $419,458,150
- Discretionary: $395,213,644
- Non-discretionary: $24,244,506

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 201 | $70,544,754 |
| High net worth individuals | 121 | $324,463,245 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $24,450,151 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 1986 (40 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, LA, MA, NJ, NY, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Beverly, MA

### Websites listed on Form ADV (Item 1.I)
- alignable.com/bohemia-ny/r-w-roge-company-inc
- bsky.app/profile/rwroge.bsky.social
- feeonlynetwork.com/financial-advisor/steven-roge
- google.com/search
- napfa.org/firm/1428/4131
- nextdoor.com/business-profile/preview
- rwroge.com
- Facebook @RWROGE
- Instagram @r.w.roge
- LinkedIn @r-w-roge-&-company-inc-
- Pinterest @RWROGE
- X @RWROGE
- YouTube @UC56CIF5CPIHHZIDQ6KFIXZW

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $299,158,865 | 9 | August 4, 2021 |
| October 2022 | $342,765,192 | 9 | August 17, 2022 |
| October 2023 | $288,345,632 | 9 | September 22, 2023 |
| October 2024 | $335,859,855 | 8 | July 8, 2024 |
| October 2025 | $365,053,265 | 9 | February 4, 2025 |
| October 2026 | $419,458,150 | 9 | February 10, 2026 |

Regulatory assets under management: $299,158,865 in the October 2021 data and $419,458,150 in the October 2026 data, up 40%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $365,053,265 to $419,458,150 (+15%).

### January 2026
- No longer registered or notice-filed in NC.

### December 2025
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R.W. Roge & Company, Inc (CRD 104645): Form ADV filing data as of October 2026.