{
  "crd_number": 131804,
  "slug": "r-t-jones-capital-equities-management-inc-st-louis-mo-131804",
  "primary_business_name": "R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.",
  "legal_name": "R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.",
  "dbas": [
    "ARTESYS"
  ],
  "city": "St. Louis",
  "state": "MO",
  "country": "United States",
  "cbsa_code": "41180",
  "metro": {
    "cbsa_code": "41180",
    "common_name": "St. Louis",
    "msa_name": "St. Louis, MO-IL",
    "path": "/advisors/mo/st-louis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-07-09",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-07-01",
  "carried_forward": false,
  "raum_total": 351765962.0,
  "raum_discretionary": 351765962.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 74458.0,
      "count": 1
    },
    "individuals": {
      "raum": 240909792.0,
      "count": 4063
    },
    "pension_profit_sharing": {
      "raum": 46700049.0,
      "count": 2
    },
    "high_net_worth_individuals": {
      "raum": 58281514.0,
      "count": 41
    },
    "pooled_investment_vehicles": {
      "raum": 5800149.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://artesysonline.com",
    "https://facebook.com/ARTESYSONLINE",
    "https://g.page/r/CZFPcccqPWXzEBA",
    "https://linkedin.com/COMPANY/ARTESYS",
    "https://twitter.com/ARTESYSONLINE"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131804",
  "city_as_filed": "ST. LOUIS",
  "url": "https://advisorcensus.com/firm/r-t-jones-capital-equities-management-inc-st-louis-mo-131804",
  "display_name": "R.T. Jones Capital Equities Management Inc.",
  "summary": "R.T. Jones Capital Equities Management Inc. is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.",
  "citation": "AdvisorCensus. R.T. Jones Capital Equities Management Inc. (CRD 131804): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is R.T. Jones Capital Equities Management Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), R.T. Jones Capital Equities Management Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is R.T. Jones Capital Equities Management Inc. located?",
      "a": "R.T. Jones Capital Equities Management Inc.'s principal office is in St. Louis, MO, according to its Form ADV."
    },
    {
      "q": "Is R.T. Jones Capital Equities Management Inc. registered with the SEC or a state?",
      "a": "R.T. Jones Capital Equities Management Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 131804."
    },
    {
      "q": "How much does R.T. Jones Capital Equities Management Inc. manage?",
      "a": "R.T. Jones Capital Equities Management Inc. reports $351,765,962 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have R.T. Jones Capital Equities Management Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for R.T. Jones Capital Equities Management Inc.: Regulatory assets under management: $526,767,423 in the October 2021 data and $351,765,962 in the October 2026 data, down 33%. Total employees: 8 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does R.T. Jones Capital Equities Management Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,063); high net worth individuals (41); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Which custodians does R.T. Jones Capital Equities Management Inc. use?",
      "a": "R.T. Jones Capital Equities Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Oneamerica Securities, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does R.T. Jones Capital Equities Management Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131804"
    },
    {
      "q": "Does R.T. Jones Capital Equities Management Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 29, 2026 says: \"R.T. Jones generally does not impose any particular minimum account size.\""
    },
    {
      "q": "What changed in R.T. Jones Capital Equities Management Inc.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 3 (now no: 11.C(2), 11.C(4), 11.C(5))."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 526767423.0,
      "total_employees": 8,
      "filing_date": "2021-06-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 535565627.0,
      "total_employees": 8,
      "filing_date": "2022-06-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 466106452.0,
      "total_employees": 7,
      "filing_date": "2023-06-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 483945816.0,
      "total_employees": 7,
      "filing_date": "2024-06-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 415946157.0,
      "total_employees": 7,
      "filing_date": "2025-06-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 351765962.0,
      "total_employees": 7,
      "filing_date": "2026-07-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Item 11 disclosure answers changed: 0 yes answers, previously 3 (now no: 11.C(2), 11.C(4), 11.C(5))."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Regulatory assets under management went from $415,946,157 to $351,765,962 (-15%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 29, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "R.T. Jones generally does not impose any particular minimum account size."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "R.T. Jones generally does not impose any particular minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Oneamerica Securities, Inc.",
      "name_as_filed": "ONEAMERICA SECURITIES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/r-t-jones-capital-equities-management-inc-st-louis-mo-131804.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4063,
      "fewer_than_5": false,
      "raum": 240909792.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 41,
      "fewer_than_5": false,
      "raum": 58281514.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 5800149.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 46700049.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 74458.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131804",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}