# R. Seeger Wealth Management, Ltd

> R. Seeger Wealth Management, Ltd is an SEC-registered investment advisory firm in Lindenhurst, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.

- CRD: 152258
- Filed as: R. SEEGER WEALTH MANAGEMENT, LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lindenhurst, NY
- Filing period: October 2026
- Form ADV filing dated: February 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152258
- AdvisorCensus page: https://advisorcensus.com/firm/r-seeger-wealth-management-ltd-lindenhurst-ny-152258

## Quick answers

**How is R. Seeger Wealth Management, Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), R. Seeger Wealth Management, Ltd reports these compensation arrangements: a percentage of assets under its management.

**Where is R. Seeger Wealth Management, Ltd located?**
R. Seeger Wealth Management, Ltd's principal office is in Lindenhurst, NY, according to its Form ADV; the May 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is R. Seeger Wealth Management, Ltd registered with the SEC or a state?**
R. Seeger Wealth Management, Ltd is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 152258.

**How much does R. Seeger Wealth Management, Ltd manage?**
R. Seeger Wealth Management, Ltd reports $72,146,811 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (100% discretionary).

**How have R. Seeger Wealth Management, Ltd's assets and staff changed since 2021?**
In the Form ADV data for R. Seeger Wealth Management, Ltd: Regulatory assets under management: $39,947,000 in the October 2021 data and $72,146,811 in the October 2026 data, up 81%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does R. Seeger Wealth Management, Ltd serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (36); high net worth individuals (30); charitable organizations (1).

**Which custodians does R. Seeger Wealth Management, Ltd use?**
R. Seeger Wealth Management, Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does R. Seeger Wealth Management, Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152258

**What changed in R. Seeger Wealth Management, Ltd's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $62,735,255 to $72,146,811 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $72,146,811
- Discretionary: $72,146,811
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 36 | $15,310,339 |
| High net worth individuals | 30 | $56,288,442 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $548,030 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2025 filing
- Lindenhurst, NY

### Websites listed on Form ADV (Item 1.I)
- rseegerwealthmanagement.com
- LinkedIn @richardtseeger4

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $39,947,000 | 1 | August 18, 2021 |
| October 2022 | $40,245,250 | 1 | February 9, 2022 |
| October 2023 | $39,149,000 | 1 | August 28, 2023 |
| October 2024 | $56,878,760 | 1 | February 15, 2024 |
| October 2025 | $62,735,255 | 1 | April 22, 2025 |
| October 2026 | $72,146,811 | 1 | February 12, 2026 |

Regulatory assets under management: $39,947,000 in the October 2021 data and $72,146,811 in the October 2026 data, up 81%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $62,735,255 to $72,146,811 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R. Seeger Wealth Management, Ltd (CRD 152258): Form ADV filing data as of October 2026.