# R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors

> R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors is an SEC-registered investment advisory firm in Dewitt, NY, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 143462
- Filed as: R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS
- Legal name: RS Petrell & Associates, LLC
- Also doing business as: STRATEGIC WEALTH ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dewitt, NY
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143462
- AdvisorCensus page: https://advisorcensus.com/firm/r-s-petrell-and-associates-llc-d-b-a-strategic-wealth-advisors-dewitt-ny-143462

## Quick answers

**How is R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors located?**
R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors' principal office is in Dewitt, NY, according to its Form ADV.

**Is R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors registered with the SEC or a state?**
R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 143462.

**How much does R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors manage?**
R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors reports $159,068,338 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (0% discretionary).

**How have R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors: Regulatory assets under management: $122,711,058 in the October 2021 data and $159,068,338 in the October 2026 data, up 30%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (118); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143462

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $159,068,338
- Discretionary: $0
- Non-discretionary: $159,068,338

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 169 | $17,473,473 |
| High net worth individuals | 118 | $138,170,431 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $3,424,434 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2009 (17 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY, SC
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143462

### Websites listed on Form ADV (Item 1.I)
- [strategicwealthadvisors.net](https://strategicwealthadvisors.net)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,711,058 | 4 | March 10, 2021 |
| October 2022 | $130,056,275 | 5 | August 12, 2022 |
| October 2023 | $116,473,058 | 5 | March 10, 2023 |
| October 2024 | $124,688,841 | 3 | February 14, 2024 |
| October 2025 | $146,704,435 | 3 | February 5, 2025 |
| October 2026 | $159,068,338 | 3 | February 4, 2026 |

Regulatory assets under management: $122,711,058 in the October 2021 data and $159,068,338 in the October 2026 data, up 30%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors (CRD 143462): Form ADV filing data as of October 2026.