{
  "crd_number": 143462,
  "slug": "r-s-petrell-and-associates-llc-d-b-a-strategic-wealth-advisors-dewitt-ny-143462",
  "primary_business_name": "R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS",
  "legal_name": "RS PETRELL & ASSOCIATES, LLC",
  "dbas": [
    "STRATEGIC WEALTH ADVISORS"
  ],
  "city": "Dewitt",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "45060",
  "metro": {
    "cbsa_code": "45060",
    "common_name": "Syracuse",
    "msa_name": "Syracuse, NY",
    "path": "/advisors/ny/syracuse"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-04-01",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-02-04",
  "carried_forward": false,
  "raum_total": 159068338.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 159068338.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 17473473.0,
      "count": 169
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 3424434.0,
      "count": 4
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 138170431.0,
      "count": 118
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL",
    "NY",
    "SC"
  ],
  "websites": [
    "https://strategicwealthadvisors.net"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143462",
  "disclosure_items": [
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "DEWITT",
  "url": "https://advisorcensus.com/firm/r-s-petrell-and-associates-llc-d-b-a-strategic-wealth-advisors-dewitt-ny-143462",
  "display_name": "R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors",
  "summary": "R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors is an SEC-registered investment advisory firm in Dewitt, NY, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.",
  "citation": "AdvisorCensus. R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors (CRD 143462): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors located?",
      "a": "R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors' principal office is in Dewitt, NY, according to its Form ADV."
    },
    {
      "q": "Is R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors registered with the SEC or a state?",
      "a": "R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 143462."
    },
    {
      "q": "How much does R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors manage?",
      "a": "R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors reports $159,068,338 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (0% discretionary)."
    },
    {
      "q": "How have R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors: Regulatory assets under management: $122,711,058 in the October 2021 data and $159,068,338 in the October 2026 data, up 30%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (118); pension and profit sharing plans (but not the plan participants or government pension plans) (4)."
    },
    {
      "q": "Does R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143462"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 122711058.0,
      "total_employees": 4,
      "filing_date": "2021-03-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 130056275.0,
      "total_employees": 5,
      "filing_date": "2022-08-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 116473058.0,
      "total_employees": 5,
      "filing_date": "2023-03-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 124688841.0,
      "total_employees": 3,
      "filing_date": "2024-02-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 146704435.0,
      "total_employees": 3,
      "filing_date": "2025-02-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 159068338.0,
      "total_employees": 3,
      "filing_date": "2026-02-04"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/r-s-petrell-and-associates-llc-d-b-a-strategic-wealth-advisors-dewitt-ny-143462.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 169,
      "fewer_than_5": false,
      "raum": 17473473.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 118,
      "fewer_than_5": false,
      "raum": 138170431.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 3424434.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143462",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}