{
  "crd_number": 116857,
  "slug": "r-m-duncan-capital-management-corporation-little-rock-ar-116857",
  "primary_business_name": "R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION",
  "legal_name": "R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION",
  "dbas": [],
  "city": "Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1995-09-01",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 13315010.0,
  "raum_discretionary": 13315010.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 4992076.0,
      "count": 15
    },
    "high_net_worth_individuals": {
      "raum": 8322934.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AR",
    "CA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116857",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/r-m-duncan-capital-management-corporation-little-rock-ar-116857",
  "display_name": "R.M. Duncan Capital Management Corporation",
  "summary": "R.M. Duncan Capital Management Corporation is a state-registered investment advisory firm in Little Rock, AR, registered since 1995, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. R.M. Duncan Capital Management Corporation (CRD 116857): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is R.M. Duncan Capital Management Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), R.M. Duncan Capital Management Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is R.M. Duncan Capital Management Corporation located?",
      "a": "R.M. Duncan Capital Management Corporation's principal office is in Little Rock, AR, according to its Form ADV."
    },
    {
      "q": "Is R.M. Duncan Capital Management Corporation registered with the SEC or a state?",
      "a": "R.M. Duncan Capital Management Corporation is a state-registered investment advisory firm, registered since 1995. Status as filed: APPROVED. CRD 116857."
    },
    {
      "q": "How much does R.M. Duncan Capital Management Corporation manage?",
      "a": "R.M. Duncan Capital Management Corporation reports $13,315,010 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does R.M. Duncan Capital Management Corporation serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15)."
    },
    {
      "q": "Does R.M. Duncan Capital Management Corporation report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116857"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/r-m-duncan-capital-management-corporation-little-rock-ar-116857.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 4992076.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 8322934.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116857",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}