# R. L. Rigard & Associates Ltd.

> R. L. Rigard & Associates Ltd. is a state-registered investment advisory firm in Los Angeles, CA, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated May 18, 2026.

- CRD: 277173
- Filed as: R. L. RIGARD & ASSOCIATES LTD.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: May 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/277173
- AdvisorCensus page: https://advisorcensus.com/firm/r-l-rigard-and-associates-ltd-los-angeles-ca-277173

## Quick answers

**How is R. L. Rigard & Associates Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), R. L. Rigard & Associates Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is R. L. Rigard & Associates Ltd. located?**
R. L. Rigard & Associates Ltd.'s principal office is in Los Angeles, CA, according to its Form ADV.

**Is R. L. Rigard & Associates Ltd. registered with the SEC or a state?**
R. L. Rigard & Associates Ltd. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 277173.

**Does R. L. Rigard & Associates Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/277173

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rigardassociates.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R. L. Rigard & Associates Ltd. (CRD 277173): Form ADV filing data as of October 2026.