# R. Kent Harris and Associates, Ltd.

> R. Kent Harris and Associates, Ltd. is a state-registered investment advisory firm in Greenwood Village, CO, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 112707
- Filed as: R. KENT HARRIS AND ASSOCIATES, LTD.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Greenwood Village, CO
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/112707
- AdvisorCensus page: https://advisorcensus.com/firm/r-kent-harris-and-associates-ltd-greenwood-village-co-112707

## Quick answers

**How is R. Kent Harris and Associates, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), R. Kent Harris and Associates, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is R. Kent Harris and Associates, Ltd. located?**
R. Kent Harris and Associates, Ltd.'s principal office is in Greenwood Village, CO, according to its Form ADV.

**Is R. Kent Harris and Associates, Ltd. registered with the SEC or a state?**
R. Kent Harris and Associates, Ltd. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 112707.

**How much does R. Kent Harris and Associates, Ltd. manage?**
R. Kent Harris and Associates, Ltd. reports $62,512,450 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**What types of clients does R. Kent Harris and Associates, Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (316); high net worth individuals (21); charitable organizations (1).

**Does R. Kent Harris and Associates, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112707

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $62,512,450
- Discretionary: $62,509,523
- Non-discretionary: $2,927

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 316 | $42,693,464 |
| High net worth individuals | 21 | $19,816,059 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $2,927 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rkentharris.com](https://rkentharris.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R. Kent Harris and Associates, Ltd. (CRD 112707): Form ADV filing data as of October 2026.