# R.D. Thompson Investments

> R.D. Thompson Investments is a state-registered investment advisory firm in Salt Lake City, UT, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 104738
- Filed as: R.D. THOMPSON INVESTMENTS
- Legal name: Thompson Robert Douglas
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/104738
- AdvisorCensus page: https://advisorcensus.com/firm/r-d-thompson-investments-salt-lake-city-ut-104738

## Quick answers

**How is R.D. Thompson Investments compensated?**
On its Form ADV (Item 5.E, October 2026), R.D. Thompson Investments reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is R.D. Thompson Investments located?**
R.D. Thompson Investments' principal office is in Salt Lake City, UT, according to its Form ADV.

**Is R.D. Thompson Investments registered with the SEC or a state?**
R.D. Thompson Investments is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 104738.

**How much does R.D. Thompson Investments manage?**
R.D. Thompson Investments reports $75,555,316 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**What types of clients does R.D. Thompson Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (10).

**Does R.D. Thompson Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/104738

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $75,555,316
- Discretionary: $75,555,316
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $7,798,084 |
| High net worth individuals | 10 | $67,757,232 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R.D. Thompson Investments (CRD 104738): Form ADV filing data as of October 2026.