# R.D. Smothers Wealth Management

> R.D. Smothers Wealth Management is a state-registered investment advisory firm in Campbellsville, KY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 329361
- Filed as: R.D. SMOTHERS WEALTH MANAGEMENT
- Legal name: R.D. Smothers Wealth Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Campbellsville, KY
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329361
- AdvisorCensus page: https://advisorcensus.com/firm/r-d-smothers-wealth-management-campbellsville-ky-329361

## Quick answers

**How is R.D. Smothers Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), R.D. Smothers Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is R.D. Smothers Wealth Management located?**
R.D. Smothers Wealth Management's principal office is in Campbellsville, KY, according to its Form ADV.

**Is R.D. Smothers Wealth Management registered with the SEC or a state?**
R.D. Smothers Wealth Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329361.

**How much does R.D. Smothers Wealth Management manage?**
R.D. Smothers Wealth Management reports $74,860,617 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**What types of clients does R.D. Smothers Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (232); high net worth individuals (13); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Does R.D. Smothers Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329361

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $74,860,617
- Discretionary: $74,860,617
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 232 | $47,826,706 |
| High net worth individuals | 13 | $25,498,666 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $575,108 |
| Corporations or other businesses not listed above | 1 | $960,137 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 11 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rdswealth.com](https://rdswealth.com)
- Facebook @RDSmothersWealth
- Facebook @dale.smothers.cu
- Instagram @rdswealth
- LinkedIn @dalesmothers
- YouTube @UCxu_N9bTly5Es_Dr0se5rGg

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. R.D. Smothers Wealth Management (CRD 329361): Form ADV filing data as of October 2026.