{
  "crd_number": 329361,
  "slug": "r-d-smothers-wealth-management-campbellsville-ky-329361",
  "primary_business_name": "R.D. SMOTHERS WEALTH MANAGEMENT",
  "legal_name": "R.D. SMOTHERS WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Campbellsville",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "15820",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2024-07-11",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-06-30",
  "carried_forward": false,
  "raum_total": 74860617.0,
  "raum_discretionary": 74860617.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 11,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 47826706.0,
      "count": 232
    },
    "pension_profit_sharing": {
      "raum": 575108.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 25498666.0,
      "count": 13
    },
    "corporations_other_businesses": {
      "raum": 960137.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "KY",
    "TN"
  ],
  "websites": [
    "https://facebook.com/RDSmothersWealth",
    "https://facebook.com/dale.smothers.cu",
    "https://instagram.com/rdswealth",
    "https://linkedin.com/in/dalesmothers",
    "https://rdswealth.com",
    "https://youtube.com/channel/UCxu_N9bTly5Es_Dr0se5rGg"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329361",
  "city_as_filed": "CAMPBELLSVILLE",
  "url": "https://advisorcensus.com/firm/r-d-smothers-wealth-management-campbellsville-ky-329361",
  "display_name": "R.D. Smothers Wealth Management",
  "summary": "R.D. Smothers Wealth Management is a state-registered investment advisory firm in Campbellsville, KY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.",
  "citation": "AdvisorCensus. R.D. Smothers Wealth Management (CRD 329361): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is R.D. Smothers Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), R.D. Smothers Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is R.D. Smothers Wealth Management located?",
      "a": "R.D. Smothers Wealth Management's principal office is in Campbellsville, KY, according to its Form ADV."
    },
    {
      "q": "Is R.D. Smothers Wealth Management registered with the SEC or a state?",
      "a": "R.D. Smothers Wealth Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329361."
    },
    {
      "q": "How much does R.D. Smothers Wealth Management manage?",
      "a": "R.D. Smothers Wealth Management reports $74,860,617 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does R.D. Smothers Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (232); high net worth individuals (13); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Does R.D. Smothers Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329361"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/r-d-smothers-wealth-management-campbellsville-ky-329361.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 232,
      "fewer_than_5": false,
      "raum": 47826706.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 13,
      "fewer_than_5": false,
      "raum": 25498666.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 575108.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 960137.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329361",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}